Principal Securities, Inc.
- SEC CIK
- 0000012600
- Latest filing
- Aug 4, 2026
Holdings in Q2 2026
Holdings as of Jun 30, 2026, filed Aug 4, 2026. Long positions only; changes compare share counts with Q1 2026.
- Positions
- 1,539
- +128 vs. Q1 2026
- Portfolio value
- $8.31B
- +$1.49B (+21.8%) vs. Q1 2026
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Principal Exchange Traded FD74255Y698 | INTL EQUITY ETF | 11,041,875 | $396.3M | 4.8% | +6,900,075+166.6% | Added | – |
| Principal Exchange Traded FD74255Y870 | US MEGA CP ETF | 4,823,521 | $357.6M | 4.3% | +86,567+1.8% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 371,938 | $278.5M | 3.4% | +62,342+20.1% | Added | – |
| Principal Exchange Traded FD74255Y680 | CAP APP SEL ETF | 5,804,126 | $192.3M | 2.3% | +984,957+20.4% | Added | – |
| Principal Exchange Traded FD74255Y607 | PRIN U S SMALL | 2,457,408 | $172.3M | 2.1% | −78,914−3.1% | Reduced | – |
| Principal Exchange Traded FD74255Y714 | FOCU BLUE CH ETF | 4,261,372 | $154.1M | 1.9% | +6,512+0.2% | Added | – |
| Principal Exchange Traded FD74255Y821 | PRNC INVT GRAD | 6,438,151 | $133.0M | 1.6% | +1,585,178+32.7% | Added | – |
| Goldman Sachs ETF Tr381430123 | MARKETBETA US EQ | 1,209,324 | $124.7M | 1.5% | +51,712+4.5% | Added | – |
| NVDANVIDIA Corp | Stock | 512,188 | $102.5M | 1.2% | +31,828+6.6% | Added | History |
| AAPLApple Inc. | Stock | 336,456 | $97.4M | 1.2% | +21,496+6.8% | Added | History |
| Principal Exchange Traded FD74255Y102 | ACTIVE HIGH YL | 4,807,872 | $91.7M | 1.1% | +1,471,513+44.1% | Added | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 893,305 | $88.4M | 1.1% | −464,263−34.2% | Reduced | – |
| Principal Exchange Traded FD74255Y300 | PRNCPL VLU ETF | 1,617,997 | $87.2M | 1.1% | +189,584+13.3% | Added | – |
| MSFTMicrosoft Corp | Stock | 233,753 | $87.2M | 1.0% | +9,820+4.4% | Added | History |
| AMZNAmazon Com Inc | Stock | 347,640 | $82.9M | 1.0% | +8,781+2.6% | Added | History |
| iShares Core S&P US Value ETF464287663 | ETF | 671,256 | $73.9M | 0.9% | −30,827−4.4% | Reduced | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 838,885 | $73.7M | 0.9% | −27,725−3.2% | Reduced | – |
| GOOGLAlphabet Inc. | Stock | 194,208 | $69.4M | 0.8% | −565−0.3% | Reduced | History |
| Trust for Professional Manag89834G729 | ACTIVEPASSIVE US | 1,483,929 | $68.6M | 0.8% | +114,954+8.4% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 168,597 | $62.4M | 0.8% | −1,710−1.0% | Reduced | – |
| Goldman Sachs ETF Tr38149W101 | ACCESS US AGRAT | 1,507,766 | $62.1M | 0.7% | +62,146+4.3% | Added | – |
| iShares Tr464287622 | RUS 1000 ETF | 147,167 | $60.3M | 0.7% | −35,236−19.3% | Reduced | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 428,592 | $58.9M | 0.7% | +6,479+1.5% | Added | – |
| Goldman Sachs ETF Tr381430107 | ACTIVEBETA INT | 1,266,757 | $57.9M | 0.7% | +259,868+25.8% | Added | – |
| Fidelity MSCI Information Technology Index ETF316092808 | ETF | 198,769 | $56.8M | 0.7% | −14,161−6.7% | Reduced | – |
| Goldman Sachs ETF Tr38149W473 | CORE BOND ETF | 1,104,041 | $55.8M | 0.7% | +1,104,041 | New | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 575,931 | $55.6M | 0.7% | −62,406−9.8% | Reduced | – |
| Schwab US Tips ETF808524870 | ETF | 1,978,213 | $52.4M | 0.6% | +29,143+1.5% | Added | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 355,063 | $50.4M | 0.6% | +76,432+27.4% | Added | – |
| AVGOBroadcom Inc. | Stock | 128,290 | $48.5M | 0.6% | +2,109+1.7% | Added | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 582,315 | $48.2M | 0.6% | −221,180−27.5% | Reduced | – |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 1,417,627 | $48.0M | 0.6% | −57,053−3.9% | Reduced | – |
| iShares Tr46435G326 | CORE MSCI INTL | 536,680 | $47.8M | 0.6% | +40,291+8.1% | Added | – |
| GOOGAlphabet Inc. | Stock | 134,297 | $47.5M | 0.6% | +3,820+2.9% | Added | History |
| iShares Core S&P U.S. Growth ETF464287671 | ETF | 231,839 | $43.6M | 0.5% | −22,364−8.8% | Reduced | – |
| METAMeta Platforms, Inc. | Stock | 76,424 | $43.0M | 0.5% | +4,477+6.2% | Added | History |
| iShares Tr464288588 | MBS ETF | 449,653 | $42.5M | 0.5% | +78,697+21.2% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 55,842 | $41.1M | 0.5% | +9,070+19.4% | Added | – |
| iShares Core MSCI Total International Stock ETF46432F834 | ETF | 404,333 | $38.6M | 0.5% | −21,266−5.0% | Reduced | – |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 1,657,284 | $37.8M | 0.5% | +354,138+27.2% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 495,560 | $35.3M | 0.4% | −3,357−0.7% | Reduced | – |
| iShares Tr46434V613 | CORE UNIVRSL USD | 760,235 | $35.1M | 0.4% | +145,938+23.8% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 106,584 | $34.9M | 0.4% | +3,990+3.9% | Added | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 72,621 | $34.7M | 0.4% | +1,640+2.3% | Added | History |
| Vanguard Total Bond Market ETF921937835 | ETF | 465,841 | $34.2M | 0.4% | +57,959+14.2% | Added | – |
| Vanguard Morningstar Value ETF922908744 | ETF | 155,650 | $33.9M | 0.4% | +8,090+5.5% | Added | – |
| BlackRock ETF Trust09290C103 | ISHARES US EQUIT | 481,587 | $32.8M | 0.4% | +53,735+12.6% | Added | – |
| Goldman Sachs ETF Tr381430206 | ACTIVEBETA EME | 596,572 | $31.0M | 0.4% | +249,241+71.8% | Added | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 40,728 | $30.4M | 0.4% | +12,433+43.9% | Added | History |
| Simplify Exchange Traded Fun82889N335 | BARRIER INCOME | 1,174,200 | $30.1M | 0.4% | +263,868+29.0% | Added | – |
| VVisa Inc. | Stock | 87,371 | $30.0M | 0.4% | +7,036+8.8% | Added | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 199,636 | $29.6M | 0.4% | −197,088−49.7% | Reduced | – |
| Trust for Professional Manag89834G737 | ACTIVEPASSIVE EQ | 756,249 | $29.3M | 0.4% | +61,353+8.8% | Added | – |
| iShares S&P 500 Value ETF464287408 | ETF | 128,927 | $29.3M | 0.4% | +994+0.8% | Added | – |
| LLYEli Lilly & Co | Stock | 23,901 | $28.7M | 0.3% | +745+3.2% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 56,135 | $28.1M | 0.3% | +2,578+4.8% | Added | History |
| Principal Exchange Traded FD74255Y888 | SPECTRUM PFD | 1,419,536 | $27.1M | 0.3% | +206,972+17.1% | Added | – |
| BlackRock ETF Trust09290C780 | ISHA I IN TE ETF | 487,559 | $25.7M | 0.3% | +219,657+82.0% | Added | – |
| MUMicron Technology Inc | Stock | 22,181 | $25.6M | 0.3% | +3,697+20.0% | Added | History |
| iShares Tr464287150 | CORE S&P TTL STK | 154,124 | $25.3M | 0.3% | −3,557−2.3% | Reduced | – |
| AMATApplied Materials Inc | Stock | 34,855 | $25.2M | 0.3% | −6,070−14.8% | Reduced | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 317,815 | $25.1M | 0.3% | +54,710+20.8% | Added | – |
| Vanguard Long-Term Treasury ETF92206C847 | ETF | 421,251 | $23.2M | 0.3% | +25,965+6.6% | Added | – |
| Invesco Exchange Traded FD T46137V464 | S&P MDCP MOMNTUM | 136,140 | $23.2M | 0.3% | +8,423+6.6% | Added | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 287,589 | $23.0M | 0.3% | +50,097+21.1% | Added | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 100,532 | $22.1M | 0.3% | −10,100−9.1% | Reduced | – |
| Trust for Professional Manag89834G752 | ACTIVEPASSIVE CR | 725,014 | $21.3M | 0.3% | +65,522+9.9% | Added | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 370,279 | $20.9M | 0.3% | −41,092−10.0% | Reduced | – |
| CATCaterpillar Inc | Stock | 19,564 | $20.8M | 0.3% | +122+0.6% | Added | History |
| LRCXLam Research Corp | Stock | 47,326 | $20.5M | 0.2% | +240+0.5% | Added | History |
| TSLATesla, Inc. | Stock | 48,304 | $20.3M | 0.2% | +1,217+2.6% | Added | History |
| AMDAdvanced Micro Devices Inc | Stock | 33,699 | $19.6M | 0.2% | +723+2.2% | Added | History |
| VanEck Semiconductor ETF92189F676 | ETF | 29,827 | $19.6M | 0.2% | +633+2.2% | Added | – |
| Schwab Fundamental Emerging Markets Equity ETF808524730 | ETF | 490,430 | $19.5M | 0.2% | −23,477−4.6% | Reduced | – |
| Schwab Fundamental U.S. Large Company ETF808524771 | ETF | 624,073 | $19.4M | 0.2% | +20,121+3.3% | Added | – |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 1,040,560 | $19.2M | 0.2% | +12,125+1.2% | Added | – |
| Vanguard Health Care ETF92204A504 | ETF | 63,260 | $18.9M | 0.2% | +5,578+9.7% | Added | – |
| Capital Group Dividend Value14020W106 | SHS CREAT UNIT | 379,584 | $18.7M | 0.2% | +22,369+6.3% | Added | – |
| Vanguard Index FDS922908652 | EXTEND MKT ETF | 75,730 | $18.6M | 0.2% | +273+0.4% | Added | – |
| Global X FDS37954Y475 | S&P 500 COVERED | 453,929 | $18.5M | 0.2% | +6,166+1.4% | Added | – |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 319,166 | $18.4M | 0.2% | +172,441+117.5% | Added | – |
| MAMastercard Inc | Stock | 35,578 | $18.3M | 0.2% | +3,190+9.8% | Added | History |
| Goldman Sachs ETF Tr381430479 | ACCESS INVT GR | 391,207 | $18.0M | 0.2% | +26,056+7.1% | Added | – |
| JNJJohnson & Johnson | Stock | 70,522 | $17.9M | 0.2% | +4,106+6.2% | Added | History |
| KLACKLA Corp | COM NEW | 58,969 | $17.8M | 0.2% | +2,639+4.7% | AddedConverted for a 10-for-1 split | History |
| Principal Exchange Traded FD74255Y722 | REAL EST ACT ETF | 649,260 | $17.7M | 0.2% | +10,086+1.6% | Added | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 161,491 | $17.6M | 0.2% | +21,756+15.6% | Added | – |
| Schwab Emerging Markets Equity ETF808524706 | ETF | 480,364 | $17.4M | 0.2% | +115,794+31.8% | Added | – |
| Schwab U.S. REIT ETF808524847 | ETF | 733,151 | $17.4M | 0.2% | +52,181+7.7% | Added | – |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 87,795 | $17.3M | 0.2% | +16,189+22.6% | Added | – |
| iShares Inc464286806 | MSCI GERMANY ETF | 415,435 | $17.2M | 0.2% | +415,435 | New | – |
| Goldman Sachs ETF Tr38149W598 | MAR 1000 GRO ETF | 251,058 | $17.1M | 0.2% | +15,428+6.5% | Added | – |
| State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367 | ETF | 763,272 | $17.1M | 0.2% | +266,634+53.7% | Added | – |
| Invesco Actively Managed Exc46090A887 | ULTRA SHRT DUR | 337,031 | $16.9M | 0.2% | +19,979+6.3% | Added | – |
| Capital Group Core Equity Et14020V108 | SHS CREAT UNIT | 375,987 | $16.7M | 0.2% | +40,659+12.1% | Added | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 206,970 | $16.7M | 0.2% | 00.0% | UnchangedConverted for a 4-for-1 split | – |
| PMPhilip Morris International Inc. | Stock | 88,956 | $16.1M | 0.2% | +6,772+8.2% | Added | History |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 46,907 | $16.1M | 0.2% | +20,310+76.4% | Added | – |
| Principal Exchange Traded FD74255Y763 | SPECTRUM PREFERR | 813,521 | $15.9M | 0.2% | +7,536+0.9% | Added | – |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 1,078,833 | $15.7M | 0.2% | −41,639−3.7% | Reduced | History |
Sold out since Q1 2026 (56)
Positions held at the end of Q1 2026 that are gone from this filing.
| Security | Class | Shares in Q1 2026 | Value in Q1 2026 | % of portfolio in Q1 2026 | History |
|---|---|---|---|---|---|
| HONHoneywell International Inc | COM | 15,711 | $3.55M | 0.1% | History |
| Goldman Sachs ETF Tr381430396 | JUST US LRG CP | 30,129 | $2.79M | <0.1% | – |
| iShares Select U.S. REIT ETF464287564 | ETF | 36,769 | $2.28M | <0.1% | – |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 84,850 | $2.03M | <0.1% | – |
| CPRTCopart Inc | COM | 28,577 | $948.7K | <0.1% | History |
| LYBLyondellBasell Industries N.V. | SHS - A - | 10,537 | $848.9K | <0.1% | History |
| BRXBrixmor Property Group Inc. | COM | 27,973 | $805.6K | <0.1% | History |
| SIGSignet Jewelers Ltd | SHS | 8,418 | $712.5K | <0.1% | History |
| ALGNAlign Technology Inc | COM | 4,156 | $712.5K | <0.1% | History |
| KTKT Corp | SPONSORED ADR | 32,666 | $700.7K | <0.1% | History |
| CUBECubeSmart | REIT | 15,825 | $580.0K | <0.1% | History |
| Innovator ETFs Trust45783Y343 | INNOVATOR INTL D | 18,736 | $543.9K | <0.1% | – |
| Simplify Exchange Traded Fun82889N558 | SIMPLIFY OPPORT | 23,859 | $537.5K | <0.1% | – |
| PPLPPL Corp | COM | 12,061 | $460.7K | <0.1% | History |
| SCCOSouthern Copper Corp | Stock | 2,592 | $446.0K | <0.1% | History |
| Simplify Exchange Traded Fun82889N376 | DOWNSIDE INTERES | 10,629 | $430.0K | <0.1% | – |
| SLABSilicon Laboratories Inc. | Stock | 1,972 | $410.5K | <0.1% | History |
| GEHCGE HealthCare Technologies Inc. | Stock | 5,436 | $386.9K | <0.1% | History |
| Invesco Exchange Traded FD T46137V191 | S&P MDCP400 VL | 2,960 | $384.7K | <0.1% | – |
| AAAUGoldman Sachs Physical Gold ETF | UNIT | 7,741 | $357.6K | <0.1% | History |
| iShares Global Clean Energy ETF464288224 | ETF | 18,277 | $334.3K | <0.1% | – |
| Invesco Exchange Traded FD T46137V118 | GBL LISTED PVT | 5,796 | $327.6K | <0.1% | – |
| LDOSLeidos Holdings, Inc. | COM | 2,026 | $315.1K | <0.1% | History |
| PRIMPrimoris Services Corp | Stock | 2,181 | $312.0K | <0.1% | History |
| PCGPG&E Corp | Stock | 17,294 | $303.9K | <0.1% | History |
| iShares U S ETF Tr46431W812 | INT RT HD LONG | 12,507 | $302.4K | <0.1% | – |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 11,555 | $294.4K | <0.1% | – |
| Amplify ETF Tr032108649 | AMPLIFY JUNIOR S | 9,904 | $294.3K | <0.1% | – |
| UUPInvesco DB US Dollar Index Bullish Fund | BULLISH FD | 10,561 | $293.4K | <0.1% | History |
| CHTRCharter Communications, Inc. | CL A | 1,310 | $282.8K | <0.1% | History |
| CTRACoterra Energy Inc. | Stock | 7,782 | $273.5K | <0.1% | History |
| KRMNKarman Holdings Inc. | COMMON STOCK | 3,172 | $253.9K | <0.1% | History |
| First Tr Exch TRD Alphdx FD33737J307 | EM SML CP ALPH | 5,339 | $243.2K | <0.1% | – |
| SFStifel Financial Corp | COM | 3,274 | $242.0K | <0.1% | History |
| TSCOTractor Supply Co | COM | 5,298 | $240.0K | <0.1% | History |
| LULUlululemon athletica inc. | Stock | 1,563 | $239.3K | <0.1% | History |
| CFCF Industries Holdings, Inc. | COM | 1,786 | $231.9K | <0.1% | History |
| Morgan Stanley ETF Trust61774R767 | EATO VAN MTG ETF | 4,537 | $228.3K | <0.1% | – |
| Northern LTS FD Tr IV66538H187 | INSPIRE FIDELIS | 6,136 | $226.7K | <0.1% | – |
| POSTPost Holdings, Inc. | COM | 2,253 | $222.7K | <0.1% | History |
| IPInternational Paper Co | COM | 6,161 | $219.9K | <0.1% | History |
| VNTVontier Corp | Stock | 6,193 | $219.7K | <0.1% | History |
| MZTIMarzetti Co | COM | 1,585 | $219.3K | <0.1% | History |
| EVTCEVERTEC, Inc. | COM | 7,614 | $214.9K | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 7,538 | $214.3K | <0.1% | – |
| EFXEquifax Inc | COM | 1,178 | $212.1K | <0.1% | History |
| Advisors Inner Circle FD II00764Q595 | FRON AS SMAL ETF | 6,760 | $210.6K | <0.1% | – |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 5,133 | $209.6K | <0.1% | – |
| LGNDLigand Pharmaceuticals Inc | COM NEW | 1,010 | $201.6K | <0.1% | History |
| FRFirst Industrial Realty Trust Inc | COM | 3,473 | $200.9K | <0.1% | History |
| Thrivent ETF Trust88588G109 | SMAL MID CAP ETF | 4,819 | $200.4K | <0.1% | – |
| First Tr Exchange-Traded FD33733E203 | NY ARCA BIOTECH | 997 | $200.2K | <0.1% | – |
| FIVNFive9, Inc. | COM | 11,341 | $172.0K | <0.1% | History |
| HTGCHercules Capital, Inc. | COM | 10,547 | $155.8K | <0.1% | History |
| DJTTrump Media & Technology Group Corp. | Stock | 14,809 | $137.4K | <0.1% | History |
| BHCBausch Health Companies Inc. | Stock | 17,030 | $92.0K | <0.1% | History |