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Livermore
Livermore
ZHEN

Principal Securities, Inc.

SEC CIK
0000012600
Latest filing
Aug 4, 2026

Holdings in Q2 2024

Holdings as of Jun 30, 2024, filed Jul 31, 2024. Long positions only; changes compare share counts with Q1 2024.

Institution overview
Positions
3,389
+76 vs. Q1 2024
Portfolio value
$3.63B
+$418.2M (+13.0%) vs. Q1 2024
Filed
Jul 31, 2024
SEC
Holdings of Principal Securities, Inc. in Q2 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
Principal Exchange Traded FD74255Y870US MEGA CP ETF4,325,260$234.6M6.5%+544,227+14.4%Added–
iShares Core S&P 500 ETF464287200ETF201,465$110.2M3.0%+10,608+5.6%Added–
iShares Core MSCI Eafe ETF46432F842ETF1,450,808$105.4M2.9%+162,237+12.6%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF996,026$96.7M2.7%+59,002+6.3%Added–
Goldman Sachs ETF Tr381430123MARKETBETA US EQ882,620$66.0M1.8%+33,348+3.9%Added–
Principal Exchange Traded FD74255Y607PRIN U S SMALL1,262,482$60.8M1.7%+1,030,331+443.8%Added–
MSFTMicrosoft CorpStock131,622$58.8M1.6%+13,720+11.6%AddedHistory
iShares Tr464287622RUS 1000 ETF160,662$47.8M1.3%−2,833−1.7%Reduced–
AMZNAmazon Com IncStock241,070$46.6M1.3%+26,165+12.2%AddedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF632,447$40.5M1.1%+104,253+19.7%Added–
Principal Exchange Traded FD74255Y821PRNC INVT GRAD1,896,649$38.8M1.1%+175,812+10.2%Added–
AAPLApple Inc.Stock181,442$38.2M1.1%+20,658+12.8%AddedHistory
Principal Exchange Traded FD74255Y300PRNCPL VLU ETF824,422$37.9M1.0%+150,759+22.4%Added–
NVDANVIDIA CorpStock289,372$35.7M1.0%−1,598−0.5%ReducedConverted for a 10-for-1 splitHistory
Goldman Sachs ETF Tr381430107ACTIVEBETA INT1,058,567$35.6M1.0%+39,352+3.9%Added–
iShares Tips Bond ETF464287176ETF332,387$35.5M1.0%+271,956+450.0%Added–
Principal Exchange Traded FD74255Y714FOCU BLUE CH ETF987,062$31.8M0.9%+189,443+23.8%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF114,235$30.6M0.8%+4,380+4.0%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF556,479$29.8M0.8%+74,336+15.4%Added–
Goldman Sachs ETF Tr38149W101ACCESS US AGRAT725,816$29.6M0.8%+26,895+3.8%Added–
iShares Core S&P US Value ETF464287663ETF326,141$28.7M0.8%+33,097+11.3%Added–
iShares Russell Top 200 Growth ETF464289438ETF133,439$28.6M0.8%+12,880+10.7%Added–
iShares S&P 500 Growth ETF464287309ETF296,700$27.5M0.8%+9,802+3.4%Added–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF342,234$27.4M0.8%+330,274+2,761.5%Added–
iShares Core S&P Small Cap ETF464287804ETF245,064$26.1M0.7%+16,947+7.4%Added–
Invesco Exch Traded FD Tr II46138E339S&P 500 MOMNTM291,727$25.5M0.7%+82,385+39.4%Added–
GOOGLAlphabet Inc.Stock137,207$25.0M0.7%+7,482+5.8%AddedHistory
iShares Core MSCI Total International Stock ETF46432F834ETF365,511$24.7M0.7%+35,114+10.6%Added–
METAMeta Platforms, Inc.Stock46,710$23.6M0.6%+4,053+9.5%AddedHistory
iShares S&P 500 Value ETF464287408ETF119,450$21.7M0.6%+295+0.2%Added–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG200,195$21.4M0.6%+5,312+2.7%Added–
Vanguard Long-Term Treasury ETF92206C847ETF367,329$21.2M0.6%+130,565+55.1%Added–
Invesco QQQ Trust Series I46090E103ETF41,818$20.0M0.6%+144+0.3%Added–
Vanguard Total Bond Market ETF921937835ETF262,323$18.9M0.5%+12,849+5.2%Added–
Vanguard Morningstar Value ETF922908744ETF117,455$18.8M0.5%+140.0%Added–
SPDR Series Trust78464A664ST LON TREAS ETF677,172$18.4M0.5%+20,447+3.1%Added–
Global X FDS37954Y483NASDAQ 100 COVER1,028,020$18.2M0.5%+16,731+1.7%Added–
Principal Exchange Traded FD74255Y201QUALITY ETF262,549$17.9M0.5%+41,813+18.9%Added–
Schwab U.S. Large-Cap Growth ETF808524300ETF174,161$17.6M0.5%+42,676+32.5%Added–
GOOGAlphabet Inc.Stock95,635$17.5M0.5%+8,763+10.1%AddedHistory
iShares Core S&P U.S. Growth ETF464287671ETF135,439$17.3M0.5%+16,599+14.0%Added–
J P Morgan Exchange Traded F46641Q217BETABULDRS JAPAN301,722$17.0M0.5%−46,906−13.5%Reduced–
Vanguard Ftse Developed Markets ETF921943858ETF340,620$16.8M0.5%+33,447+10.9%Added–
Global X FDS37954Y475S&P 500 COVERED396,746$16.0M0.4%+14,757+3.9%Added–
VVisa Inc.Stock59,513$15.6M0.4%+6,772+12.8%AddedHistory
BRK.BBerkshire Hathaway IncStock38,024$15.5M0.4%+3,458+10.0%AddedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM260,510$14.8M0.4%+133,805+105.6%Added–
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM1,006,766$14.1M0.4%+26,717+2.7%AddedHistory
JPMJPMorgan Chase & CoStock67,360$13.6M0.4%+6,282+10.3%AddedHistory
iShares Tr46435G334MSCI UK ETF NEW379,863$13.2M0.4%−13,429−3.4%Reduced–
LLYEli Lilly & CoStock14,162$12.8M0.4%+2,651+23.0%AddedHistory
Goldman Sachs ETF Tr381430479ACCESS INVT GR272,173$12.3M0.3%+4,261+1.6%Added–
Vanguard Index FDS922908652EXTEND MKT ETF72,931$12.3M0.3%+793+1.1%Added–
iShares Tr46432F370MSCI USA SZE FT88,966$12.2M0.3%+14,156+18.9%Added–
iShares Tr46434V456MSCI INTL QUALTY309,083$12.1M0.3%+22,202+7.7%Added–
Vanguard Communication Services ETF92204A884ETF86,220$11.9M0.3%+2,198+2.6%Added–
TSMTaiwan Semiconductor Manufacturing Co LtdADR67,859$11.8M0.3%+7,455+12.3%AddedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF146,989$11.7M0.3%−400−0.3%Reduced–
Pacer US Cash Cows 100 ETF69374H881ETF215,524$11.7M0.3%+99,616+85.9%Added–
MAMastercard IncStock26,516$11.7M0.3%+2,923+12.4%AddedHistory
UNHUnitedHealth Group IncStock21,793$11.1M0.3%+1,310+6.4%AddedHistory
PCNPIMCO Corporate & Income Strategy FundCOM821,710$10.9M0.3%+70,359+9.4%AddedHistory
Invesco S&P 500 Quality ETF46137V241ETF169,959$10.8M0.3%+6,018+3.7%Added–
Vanguard Health Care ETF92204A504ETF39,729$10.6M0.3%+9,889+33.1%Added–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD135,817$10.5M0.3%−7,657−5.3%Reduced–
Vanguard Morningstar Mid-Cap ETF922908629ETF42,757$10.4M0.3%−3,308−7.2%Reduced–
SPYSPDR S&P 500 ETF TrustETF18,850$10.3M0.3%+1,074+6.0%AddedHistory
Vanguard Financials ETF92204A405ETF101,339$10.1M0.3%+2,188+2.2%Added–
BKNGBooking Holdings Inc.Stock2,524$10.0M0.3%+245+10.8%AddedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF116,010$9.74M0.3%−27,015−18.9%Reduced–
iShares U S ETF Tr46431W598BLOOMBERG ROLL196,567$9.71M0.3%+34,309+21.1%Added–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF81,747$9.60M0.3%+8,895+12.2%Added–
Schwab US Dividend Equity ETF808524797ETF120,570$9.38M0.3%−43,883−26.7%Reduced–
iShares Tr464288513IBOXX HI YD ETF121,430$9.37M0.3%+18,575+18.1%Added–
CRMSalesforce, Inc.Stock35,748$9.19M0.3%+13,831+63.1%AddedHistory
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF131,109$9.09M0.3%−11,563−8.1%Reduced–
SCHWSchwab Charles CorpStock122,382$9.02M0.2%+9,281+8.2%AddedHistory
Schwab Fundamental Emerging Markets Equity ETF808524730ETF304,557$9.01M0.2%+175,198+135.4%Added–
XOMExxonMobil Holdings CorpCOM76,857$8.85M0.2%+10,579+16.0%AddedHistory
ADBEAdobe Inc.Stock15,384$8.55M0.2%+2,522+19.6%AddedHistory
Global X FDS37954Y293GLB X MLP ENRG I166,910$8.52M0.2%+7,793+4.9%Added–
iShares Tr46434V613CORE UNIVRSL USD186,100$8.42M0.2%+35,863+23.9%Added–
TSLATesla, Inc.Stock42,256$8.36M0.2%+2,443+6.1%AddedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF186,748$8.17M0.2%+16,802+9.9%Added–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR163,722$8.17M0.2%−46,891−22.3%Reduced–
Principal Exchange Traded FD74255Y888SPECTRUM PFD445,103$8.11M0.2%+69,176+18.4%Added–
AMDAdvanced Micro Devices IncStock47,705$7.74M0.2%+6,744+16.5%AddedHistory
iShares Tr464288588MBS ETF83,893$7.70M0.2%+9,000+12.0%Added–
Vanguard Consumer Staples ETF92204A207ETF36,947$7.50M0.2%+2,371+6.9%Added–
AVGOBroadcom Inc.Stock4,618$7.41M0.2%+352+8.3%AddedHistory
Principal Exchange Traded FD74255Y102ACTIVE HIGH YL386,312$7.36M0.2%+59,471+18.2%Added–
ELVElevance Health, Inc.Stock13,530$7.33M0.2%+2,097+18.3%AddedHistory
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM516,387$7.06M0.2%+26,080+5.3%AddedHistory
CVXChevron CorpStock44,944$7.03M0.2%+4,464+11.0%AddedHistory
iShares Tr46428865310-20 YR TRS ETF68,079$6.99M0.2%+2,102+3.2%Added–
Goldman Sachs ETF Tr381430206ACTIVEBETA EME211,171$6.90M0.2%+8,732+4.3%Added–
Goldman Sachs ETF Tr381430529ACCES TREASURY68,871$6.89M0.2%+68,678+35,584.5%Added–
iShares Inc464286806MSCI GERMANY ETF224,155$6.86M0.2%−61,027−21.4%Reduced–
State Street Energy Select Sector SPDR ETF81369Y506ETF74,987$6.84M0.2%+11,730+18.5%Added–
COSTCostco Wholesale CorpStock8,035$6.83M0.2%+1,133+16.4%AddedHistory

Sold out since Q1 2024 (121)

Positions held at the end of Q1 2024 that are gone from this filing.

The largest 100 of 121 by value last quarter.

Positions of Principal Securities, Inc. sold out since Q1 2024
SecurityClassShares in Q1 2024Value in Q1 2024% of portfolio in Q1 2024History
Innov Prem Inc 40 Barr-July45783Y558ETP65,941$1.64M0.1%–
Innovator ETFs Tr45783Y590PREM INCM 40 BAR46,550$1.14M<0.1%–
Innov Prem Inc 30 Barr-July45783Y566ETP32,980$821.2K<0.1%–
Innovator ETFs Tr45783Y616PREM INCM 30 BAR27,918$684.7K<0.1%–
Innovator ETFs Tr45783Y624PREM INCM 20 BAR18,281$448.4K<0.1%–
PXDPioneer Natural Resources CoCOM1,421$373.0K<0.1%History
SWAVShockwave Medical, Inc.COM935$304.5K<0.1%History
SPDR Series Trust78464A714ST STR SP RETAIL3,240$255.9K<0.1%–
Global X FDS37954Y152GBL X HYDROGEN15,997$90.2K<0.1%–
iShares Tr464287861EUROPE ETF1,255$69.9K<0.1%–
DAVAEndava plcADS1,354$51.5K<0.1%History
J P Morgan Exchange Traded F46641Q191BETA EURO ET NE861$51.1K<0.1%–
AIRCApartment Income REIT Corp.COM1,259$40.9K<0.1%History
Invesco Exchange Traded FD T46137V167S&P SML600 VAL375$40.3K<0.1%–
MUJBlackRock Muniholdings New Jersey Quality Fund, Inc.COM3,370$39.2K<0.1%History
J P Morgan Exchange Traded F46641Q225BETA CDA ETF NEW561$37.5K<0.1%–
Columbia ETF Tr I19761L300SUSTANABLE US734$32.7K<0.1%–
First Tr Exchng Traded FD VI33740F771FT VEST US692$27.1K<0.1%–
Bondbloxx ETF Trust09789C861BLOOMBERG ONE YR538$26.7K<0.1%–
USLUnited States 12 Month Oil Fund, LPUNIT BEN INT669$26.7K<0.1%History
Columbia ETF Tr I19761L201SUSTNBLE INTL805$24.6K<0.1%–
CVICVR Energy IncCOM515$18.4K<0.1%History
UNGUnited States Natural Gas Fund, LPETF1,250$18.2K<0.1%History
Schwab Strategic Tr8085247141 5YR CORP BD331$16.0K<0.1%–
First Tr Exchng Traded FD VI33740U802FT VEST U.S.450$15.0K<0.1%–
NXJNuveen New Jersey Quality Municipal Income FundCOM1,185$14.3K<0.1%History
J P Morgan Exchange Traded F46641Q233BETA DEVE EX ETF286$13.8K<0.1%–
RCMR1 RCM Inc.COM889$11.4K<0.1%History
iShares Tr46434V464LOW CA OP MS ETF60$10.8K<0.1%–
PTACohen & Steers Tax-Advantaged Preferred Securities & Income FundCOM525$10.3K<0.1%History
First Tr Ftse Epra / Nareit33736N101COM249$10.3K<0.1%–
GLBEGlobal-E Online Ltd.SHS277$10.1K<0.1%History
MEGINYLI CBRE Global Infrastructure Megatrends Term FundCOM800$10.1K<0.1%History
SABRSabre CorpCOM4,130$9.99K<0.1%History
Sound Enhanced Fixed Income ETF886364819ETF517$9.66K<0.1%–
Ea Series Trust02072L607FREEDOM 100 EM232$7.83K<0.1%–
ProShares Tr74347B318S&P 500 BD ETF100$7.56K<0.1%–
SLVOCredit Suisse AGETRA SILV SHS CO99$7.44K<0.1%History
CPECallon Petroleum CoCOM207$7.40K<0.1%History
Innovator ETFs Tr45782C102IBD 50 ETF266$7.35K<0.1%–
USOICredit Suisse AGXLINK CRD ETN3792$7.10K<0.1%History
iShares Tr464288802ESG OPTIMIZED63$6.88K<0.1%–
AELAmerican National Group Inc.COM119$6.69K<0.1%History
GLDICredit Suisse AGX LINK GOLD SHS42$6.28K<0.1%History
MDCSekisui House U.S., Inc.COM87$5.47K<0.1%History
Exscientia PLC30223G102ADS950$5.43K<0.1%–
CWHCamping World Holdings, Inc.CL A189$5.26K<0.1%History
Kraneshares Tr500767736QUADRTC INT RT263$4.98K<0.1%–
DBRGDigitalBridge Group, Inc.CL A NEW225$4.34K<0.1%History
NSNuStar Energy L.P.UNIT COM170$3.96K<0.1%History
iShares Tr46434V316GLOBAL EQUITY91$3.76K<0.1%–
Crescent PT Energy Corp22576C101COM400$3.28K<0.1%–
FST Tr New Opport MLP & Ene33739M100COM417$3.19K<0.1%–
DNUTKrispy Kreme, Inc.COM198$3.02K<0.1%History
SPDR Index Shs FDS78463X152ST STR SP N AM54$2.95K<0.1%–
SPDR Series Trust78464A292ST STR PFD ETF83$2.89K<0.1%–
BTUPeabody Energy CorpCOM112$2.72K<0.1%History
ECFEllsworth Growth & Income Fund LtdCOM330$2.68K<0.1%History
ProShares Tr74347B607INVT INT RT HG35$2.68K<0.1%–
FXFInvesco CurrencyShares Swiss Franc TrustSWISS FRANC25$2.47K<0.1%History
MPMP Materials Corp.COM CL A150$2.15K<0.1%History
CCChemours CoStock77$2.02K<0.1%History
RIGTransocean Ltd.REGISTERED SHS300$1.88K<0.1%History
RCIRogers Communications IncCL B43$1.76K<0.1%History
BLNKBlink Charging Co.COM550$1.66K<0.1%History
TRINTrinity Capital Inc.COM111$1.63K<0.1%History
First Tr Exchng Traded FD VI33740U604TCW EMERGING MKT95$1.55K<0.1%–
GBDCGolub Capital BDC, Inc.COM92$1.53K<0.1%History
CHGGChegg, IncCOM200$1.51K<0.1%History
GSHDGoosehead Insurance, Inc.COM CL A22$1.47K<0.1%History
OBDCBlue Owl Capital CorpCOM89$1.37K<0.1%History
NAVINavient CorpCOM77$1.34K<0.1%History
FRSHFreshworks Inc.Stock73$1.33K<0.1%History
TSLXSixth Street Specialty Lending, Inc.COM60$1.29K<0.1%History
SNSharkNinja, Inc.COM SHS19$1.18K<0.1%History
PIMCO ETF Tr72201R7830-5 HIGH YIELD12$1.12K<0.1%–
RELYRemitly Global, Inc.COM54$1.12K<0.1%History
Direxion Shs ETF Tr25460E307AUSPCE CMD STG39$1.10K<0.1%–
ADNTAdient plcStock33$1.09K<0.1%History
SHENShenandoah Telecommunications CoCOM58$1.01K<0.1%History
MERCMercer International Inc.COM100$995<0.1%History
NVAXNovavax IncCOM NEW200$956<0.1%History
First Tr Dow Jones Select Mi33718M105COM SHS ANNUAL13$816<0.1%–
NWLNewell Brands Inc.Stock97$779<0.1%History
APPSDigital Turbine, Inc.COM NEW296$776<0.1%History
UAAUnder Armour, Inc.Stock97$716<0.1%History
UIUbiquiti Inc.COM6$695<0.1%History
WTIW&T Offshore IncCOM261$692<0.1%History
Invesco Exch Traded FD Tr II46138E594KBW PREM YIELD37$668<0.1%–
DDD3D Systems CorpCOM NEW145$644<0.1%History
RRRRed Rock Resorts, Inc.CL A10$598<0.1%History
AQMSAqua Metals, Inc.COM1,100$592<0.1%History
MFAMfa Financial, Inc.COM47$536<0.1%History
OPTUOptimum Communications, Inc.CL A197$514<0.1%History
GERNGeron CorpCOM150$495<0.1%History
SLRCSLR Investment Corp.COM31$476<0.1%History
NXDTNexpoint Diversified Real Estate TrustCOM NEW66$436<0.1%History
AEHRAehr Test SystemsCOM33$409<0.1%History
VFCV F CorpStock25$384<0.1%History
EVVEaton Vance Ltd Duration Income FundCOM37$361<0.1%History