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Livermore
Livermore
ZHEN

Barings LLC

SEC CIK
0000009015
Latest filing
Aug 7, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
150
−17 vs. Q2 2023
Portfolio value
$2.93B
−$27.3M (−0.9%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of Barings LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Barings Partn Invs Trust05616B100COM143,404$1.93M0.1%00.0%Unchanged–
2U, LLC90214JAB7NOTE 2.250% 5/0–$1.79M0.1%–––
TJXTJX Companies IncStock20,141$1.79M0.1%+1,279+6.8%AddedHistory
CRMSalesforce, Inc.Stock8,440$1.71M0.1%+6,318+297.7%AddedHistory
PCTYPaylocity Holding CorpCOM9,236$1.68M0.1%+9,236NewHistory
GOOGAlphabet Inc.Stock10,621$1.40M<0.1%−166−1.5%ReducedHistory
MAMastercard IncStock3,358$1.33M<0.1%+38+1.1%AddedHistory
METAMeta Platforms, Inc.Stock4,404$1.32M<0.1%−706−13.8%ReducedHistory
Upstart Hldgs Inc91680MAB3NOTE 0.250% 8/1–$1.31M<0.1%–––
VVisa Inc.Stock5,684$1.31M<0.1%−40−0.7%ReducedHistory
NCMINational CineMedia, Inc.COM NEW287,749$1.29M<0.1%+287,749NewHistory
BLFSBiolife Solutions IncCOM NEW91,316$1.26M<0.1%00.0%UnchangedHistory
BAPCredicorp LtdCOM9,193$1.18M<0.1%00.0%UnchangedHistory
MPVBarings Participation InvestorsSH BEN INT86,128$1.16M<0.1%00.0%UnchangedHistory
HEPSD-MARKET Electronic Services & TradingSPONSORED ADS795,836$1.06M<0.1%00.0%UnchangedHistory
HNRGHallador Energy CoStock69,239$998.4K<0.1%00.0%UnchangedHistory
URIUnited Rentals, Inc.COM2,098$932.7K<0.1%+210+11.1%AddedHistory
NETCloudflare, Inc.CL A COM12,764$804.6K<0.1%+1,095+9.4%AddedHistory
PEPPepsiCo IncStock4,722$800.1K<0.1%−1,678−26.2%ReducedHistory
iShares Tr464288588MBS ETF8,100$719.3K<0.1%00.0%Unchanged–
AMCRAmcor plcORD75,712$693.5K<0.1%−63,138−45.5%ReducedHistory
FISFidelity National Information Services, Inc.Stock11,793$651.8K<0.1%+6,795+136.0%AddedHistory
WSCWillScot Holdings CorpCOM CL A14,582$606.5K<0.1%00.0%UnchangedHistory
BDXBecton Dickinson & CoStock2,176$562.6K<0.1%00.0%UnchangedHistory
iShares Tr46434V1000-5YR INVT GR CP10,854$520.9K<0.1%−8,227−43.1%Reduced–
MPWRMonolithic Power Systems, Inc.COM1,082$499.9K<0.1%+1,082NewHistory
SYKStryker CorpStock1,666$455.3K<0.1%−202−10.8%ReducedHistory
ZTSZoetis Inc.Stock2,532$440.5K<0.1%−285−10.1%ReducedHistory
Global X FDS37954Y673US INFR DEV ETF14,011$425.7K<0.1%+14,011New–
TSLATesla, Inc.Stock1,380$345.3K<0.1%−1,535−52.7%ReducedHistory
HDBHDFC Bank LtdSPONSORED ADS5,780$341.1K<0.1%00.0%UnchangedHistory
AVGOBroadcom Inc.Stock363$301.5K<0.1%−161−30.7%ReducedHistory
LLYEli Lilly & CoStock561$301.3K<0.1%−21−3.6%ReducedHistory
SNPSSynopsys IncCOM615$282.3K<0.1%−150−19.6%ReducedHistory
ADBEAdobe Inc.Stock537$273.8K<0.1%−289−35.0%ReducedHistory
MUMicron Technology IncStock4,000$272.1K<0.1%−264−6.2%ReducedHistory
BRK.BBerkshire Hathaway IncStock762$266.9K<0.1%−14−1.8%ReducedHistory
QCOMQualcomm IncStock2,391$265.5K<0.1%−464−16.3%ReducedHistory
JPMJPMorgan Chase & CoStock1,790$259.6K<0.1%−1,244−41.0%ReducedHistory
ADSKAutodesk, Inc.COM1,186$245.4K<0.1%−163−12.1%ReducedHistory
CSCOCisco Systems, Inc.Stock4,514$242.7K<0.1%−1,580−25.9%ReducedHistory
NOWServiceNow, Inc.Stock432$241.5K<0.1%+432NewHistory
CMCSAComcast CorpStock5,209$231.0K<0.1%+5,209NewHistory
JNJJohnson & JohnsonStock1,335$207.9K<0.1%−651−32.8%ReducedHistory
LRCXLam Research CorpCOM328$205.6K<0.1%−264−44.6%ReducedHistory
AMATApplied Materials IncStock1,481$205.0K<0.1%−719−32.7%ReducedHistory
BGHBarings Global Short Duration High Yield FundCOM12,267$155.8K<0.1%+434+3.7%AddedHistory
BMTXBM Technologies, Inc.CL A COM31,790$63.6K<0.1%00.0%UnchangedHistory
CURICuriosityStream Inc.COM CL A27,931$19.8K<0.1%00.0%UnchangedHistory
NBISNebius Group N.V.Stock1,002,695$00.0%00.0%UnchangedHistory

Sold out since Q2 2023 (34)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Barings LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Pennymac Corp70932AAD5NOTE 5.500%11/0–$16.5M0.6%–
GPREGreen Plains Inc.COM352,630$11.4M0.4%History
DBX ETF Tr233051879XTRACK HRVST CSI256,113$6.85M0.2%–
iShares Tr464288182MSCI AC ASIA ETF54,303$3.61M0.1%–
TDCX Inc87190U100ADS433,217$3.43M0.1%–
iShares Tr46435G102CONV BD ETF33,764$2.58M0.1%–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS42,826$2.51M0.1%–
WFRDWeatherford International plcORD SHS26,861$1.78M0.1%History
VALValaris LtdCL A19,835$1.25M<0.1%History
TMOThermo Fisher Scientific Inc.Stock2,204$1.15M<0.1%History
Vanguard Ftse Emerging Markets ETF922042858ETF27,836$1.13M<0.1%–
iShares Tr4642874571 3 YR TREAS BD8,944$725.2K<0.1%–
PGProcter & Gamble CoStock3,791$575.2K<0.1%History
TTWOTake Two Interactive Software IncCOM3,447$507.3K<0.1%History
MGRCMcGrath RentcorpCOM5,394$498.8K<0.1%History
COSTCostco Wholesale CorpStock908$488.8K<0.1%History
IFFInternational Flavors & Fragrances IncCOM5,931$472.0K<0.1%History
KOCoca Cola CoStock6,558$394.9K<0.1%History
WMTWalmart Inc.Stock2,375$373.3K<0.1%History
HDHome Depot, Inc.Stock1,002$311.3K<0.1%History
ADIAnalog Devices IncStock1,544$300.8K<0.1%History
NFLXNetflix IncStock631$277.9K<0.1%History
MRKMerck & Co., Inc.Stock2,400$276.9K<0.1%History
ABTAbbott LaboratoriesStock2,495$272.0K<0.1%History
VRTXVertex Pharmaceuticals IncStock739$260.1K<0.1%History
ISRGIntuitive Surgical IncCOM NEW759$259.5K<0.1%History
DHRDanaher CorpStock1,017$244.1K<0.1%History
ACNAccenture plcStock773$238.5K<0.1%History
Orbital Infrastructure G68559A208COM105,002$224.7K<0.1%–
MDLZMondelez International, Inc.Stock2,974$216.9K<0.1%History
KLACKLA CorpCOM NEW437$212.0K<0.1%History
WSTWest Pharmaceutical Services IncCOM541$206.9K<0.1%History
BACBank of America CorpStock7,029$201.7K<0.1%History
ABBVAbbVie Inc.Stock1,491$200.9K<0.1%History