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Livermore
Livermore
ZHEN

Barings LLC

SEC CIK
0000009015
Latest filing
Aug 7, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 13, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
150
−17 vs. Q2 2023
Portfolio value
$2.93B
−$27.3M (−0.9%) vs. Q2 2023
Filed
Nov 13, 2023
SEC
Holdings of Barings LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
NBISNebius Group N.V.Stock1,002,695$00.0%00.0%UnchangedHistory
CURICuriosityStream Inc.COM CL A27,931$19.8K<0.1%00.0%UnchangedHistory
BMTXBM Technologies, Inc.CL A COM31,790$63.6K<0.1%00.0%UnchangedHistory
BGHBarings Global Short Duration High Yield FundCOM12,267$155.8K<0.1%+434+3.7%AddedHistory
AMATApplied Materials IncStock1,481$205.0K<0.1%−719−32.7%ReducedHistory
LRCXLam Research CorpCOM328$205.6K<0.1%−264−44.6%ReducedHistory
JNJJohnson & JohnsonStock1,335$207.9K<0.1%−651−32.8%ReducedHistory
CMCSAComcast CorpStock5,209$231.0K<0.1%+5,209NewHistory
NOWServiceNow, Inc.Stock432$241.5K<0.1%+432NewHistory
CSCOCisco Systems, Inc.Stock4,514$242.7K<0.1%−1,580−25.9%ReducedHistory
ADSKAutodesk, Inc.COM1,186$245.4K<0.1%−163−12.1%ReducedHistory
JPMJPMorgan Chase & CoStock1,790$259.6K<0.1%−1,244−41.0%ReducedHistory
QCOMQualcomm IncStock2,391$265.5K<0.1%−464−16.3%ReducedHistory
BRK.BBerkshire Hathaway IncStock762$266.9K<0.1%−14−1.8%ReducedHistory
MUMicron Technology IncStock4,000$272.1K<0.1%−264−6.2%ReducedHistory
ADBEAdobe Inc.Stock537$273.8K<0.1%−289−35.0%ReducedHistory
SNPSSynopsys IncCOM615$282.3K<0.1%−150−19.6%ReducedHistory
LLYEli Lilly & CoStock561$301.3K<0.1%−21−3.6%ReducedHistory
AVGOBroadcom Inc.Stock363$301.5K<0.1%−161−30.7%ReducedHistory
HDBHDFC Bank LtdSPONSORED ADS5,780$341.1K<0.1%00.0%UnchangedHistory
TSLATesla, Inc.Stock1,380$345.3K<0.1%−1,535−52.7%ReducedHistory
Global X FDS37954Y673US INFR DEV ETF14,011$425.7K<0.1%+14,011New–
ZTSZoetis Inc.Stock2,532$440.5K<0.1%−285−10.1%ReducedHistory
SYKStryker CorpStock1,666$455.3K<0.1%−202−10.8%ReducedHistory
MPWRMonolithic Power Systems, Inc.COM1,082$499.9K<0.1%+1,082NewHistory
iShares Tr46434V1000-5YR INVT GR CP10,854$520.9K<0.1%−8,227−43.1%Reduced–
BDXBecton Dickinson & CoStock2,176$562.6K<0.1%00.0%UnchangedHistory
WSCWillScot Holdings CorpCOM CL A14,582$606.5K<0.1%00.0%UnchangedHistory
FISFidelity National Information Services, Inc.Stock11,793$651.8K<0.1%+6,795+136.0%AddedHistory
AMCRAmcor plcORD75,712$693.5K<0.1%−63,138−45.5%ReducedHistory
iShares Tr464288588MBS ETF8,100$719.3K<0.1%00.0%Unchanged–
PEPPepsiCo IncStock4,722$800.1K<0.1%−1,678−26.2%ReducedHistory
NETCloudflare, Inc.CL A COM12,764$804.6K<0.1%+1,095+9.4%AddedHistory
URIUnited Rentals, Inc.COM2,098$932.7K<0.1%+210+11.1%AddedHistory
HNRGHallador Energy CoStock69,239$998.4K<0.1%00.0%UnchangedHistory
HEPSD-MARKET Electronic Services & TradingSPONSORED ADS795,836$1.06M<0.1%00.0%UnchangedHistory
MPVBarings Participation InvestorsSH BEN INT86,128$1.16M<0.1%00.0%UnchangedHistory
BAPCredicorp LtdCOM9,193$1.18M<0.1%00.0%UnchangedHistory
BLFSBiolife Solutions IncCOM NEW91,316$1.26M<0.1%00.0%UnchangedHistory
NCMINational CineMedia, Inc.COM NEW287,749$1.29M<0.1%+287,749NewHistory
VVisa Inc.Stock5,684$1.31M<0.1%−40−0.7%ReducedHistory
Upstart Hldgs Inc91680MAB3NOTE 0.250% 8/1–$1.31M<0.1%–––
METAMeta Platforms, Inc.Stock4,404$1.32M<0.1%−706−13.8%ReducedHistory
MAMastercard IncStock3,358$1.33M<0.1%+38+1.1%AddedHistory
GOOGAlphabet Inc.Stock10,621$1.40M<0.1%−166−1.5%ReducedHistory
PCTYPaylocity Holding CorpCOM9,236$1.68M0.1%+9,236NewHistory
CRMSalesforce, Inc.Stock8,440$1.71M0.1%+6,318+297.7%AddedHistory
TJXTJX Companies IncStock20,141$1.79M0.1%+1,279+6.8%AddedHistory
2U, LLC90214JAB7NOTE 2.250% 5/0–$1.79M0.1%–––
Barings Partn Invs Trust05616B100COM143,404$1.93M0.1%00.0%Unchanged–
AAPLApple Inc.Stock12,389$2.12M0.1%−3,387−21.5%ReducedHistory
MCDMcDonalds CorpStock8,453$2.23M0.1%+270+3.3%AddedHistory
NVDANVIDIA CorpStock5,355$2.33M0.1%+1,434+36.6%AddedHistory
GLOBGlobant S.A.COM11,806$2.34M0.1%00.0%UnchangedHistory
Itron, Inc.465741AN6NOTE 3/1–$2.58M0.1%–––
EOSEEos Energy Enterprises, Inc.COM CL A1,204,430$2.59M0.1%00.0%UnchangedHistory
ABEVAmbev S.A.SPONSORED ADR1,006,832$2.60M0.1%00.0%UnchangedHistory
VanEck ETF Trust92189F411BDC INCOME ETF163,313$2.62M0.1%+72,717+80.3%Added–
LWLamb Weston Holdings, Inc.Stock28,326$2.62M0.1%+28,326NewHistory
iShares Tr464287861EUROPE ETF55,464$2.65M0.1%−266,192−82.8%Reduced–
VISTVista Energy, S.A.B. de C.V.SPONSORED ADS88,027$2.68M0.1%+88,027NewHistory
Omnicell Com68213NAD1NOTE 0.250% 9/1–$2.71M0.1%–New–
iShares Tr464288257MSCI ACWI ETF30,277$2.80M0.1%−9,957−24.7%Reduced–
Vanguard Information Technology ETF92204A702ETF6,917$2.87M0.1%−8,594−55.4%Reduced–
CIBGrupo Cibest S.A.SPON ADR PREF107,755$2.87M0.1%−58,702−35.3%ReducedHistory
FMCFMC CorpCOM NEW44,074$2.95M0.1%−39,329−47.2%ReducedHistory
CNHCNH Industrial N.V.SHS252,902$3.06M0.1%−263,123−51.0%ReducedHistory
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR214,013$3.21M0.1%00.0%UnchangedHistory
ASAIYSendas Distributor S.A.SPON ADS265,941$3.24M0.1%00.0%UnchangedHistory
First Tr Exch Traded FD III33739E108PFD SECS INC ETF205,862$3.29M0.1%−46,879−18.5%Reduced–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD44,186$3.32M0.1%−18,180−29.2%Reduced–
Babson Cap Corporate Inv05617K109COM219,664$3.50M0.1%00.0%Unchanged–
AUAngloGold Ashanti PLCCOM SHS227,538$3.60M0.1%+65,286+40.2%AddedHistory
AONAon plcCL A11,286$3.66M0.1%−177−1.5%ReducedHistory
iShares Tr464288646ISHS 1-5YR INVS76,800$3.83M0.1%00.0%Unchanged–
UNHUnitedHealth Group IncStock7,824$3.94M0.1%+464+6.3%AddedHistory
iShares Core MSCI Europe ETF46434V738ETF82,246$4.08M0.1%+35,375+75.5%Added–
SBSCompanhia de Saneamento Basico Do Estado de Sao Paulo-SabespSPONSORED ADR341,293$4.14M0.1%+179,533+111.0%AddedHistory
GOOGLAlphabet Inc.Stock32,279$4.22M0.1%+20,841+182.2%AddedHistory
WisdomTree Tr97717W315EMER MKT HIGH FD121,312$4.55M0.2%−396,892−76.6%Reduced–
FNFabrinetSHS27,642$4.61M0.2%+13,749+99.0%AddedHistory
ALBAlbemarle CorpStock27,763$4.72M0.2%+118+0.4%AddedHistory
SCCOSouthern Copper CorpStock63,563$4.79M0.2%+63,563NewHistory
AMZNAmazon Com IncStock37,697$4.79M0.2%+1,471+4.1%AddedHistory
LYBLyondellBasell Industries N.V.SHS - A -53,522$5.07M0.2%−180−0.3%ReducedHistory
DOWDow Inc.Stock98,560$5.08M0.2%00.0%UnchangedHistory
TCPCBlackRock TCP Capital Corp.COM439,638$5.16M0.2%−1,163,734−72.6%ReducedHistory
BBDBank BradescoSP ADR PFD NEW1,850,828$5.27M0.2%00.0%UnchangedHistory
ZTOZTO Express (Cayman) Inc.SPONSORED ADS A219,334$5.30M0.2%00.0%UnchangedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF40,251$5.30M0.2%00.0%Unchanged–
TSCOTractor Supply CoCOM27,306$5.54M0.2%−27,009−49.7%ReducedHistory
iShares Inc464286871MSCI HONG KG ETF325,197$5.58M0.2%−27,177−7.7%Reduced–
LILi Auto Inc.SPONSORED ADS167,386$5.97M0.2%−34,323−17.0%ReducedHistory
Global X FDS37954Y350X EMERGING MKT289,300$6.01M0.2%−17,500−5.7%Reduced–
MSFTMicrosoft CorpStock19,793$6.25M0.2%−2,699−12.0%ReducedHistory
NUENucor CorpCOM40,686$6.36M0.2%+5,161+14.5%AddedHistory
VLOValero Energy CorpStock47,967$6.80M0.2%+47,967NewHistory
ADMArcher-Daniels-Midland CoStock90,132$6.80M0.2%−1,510−1.6%ReducedHistory
GTXGarrett Motion Inc.Stock881,522$6.95M0.2%−1,720,725−66.1%ReducedHistory
DISH Network CORP25470MAB5NOTE 3.375% 8/1–$6.98M0.2%–––

Sold out since Q2 2023 (34)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Barings LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Pennymac Corp70932AAD5NOTE 5.500%11/0–$16.5M0.6%–
GPREGreen Plains Inc.COM352,630$11.4M0.4%History
DBX ETF Tr233051879XTRACK HRVST CSI256,113$6.85M0.2%–
iShares Tr464288182MSCI AC ASIA ETF54,303$3.61M0.1%–
TDCX Inc87190U100ADS433,217$3.43M0.1%–
iShares Tr46435G102CONV BD ETF33,764$2.58M0.1%–
Vanguard Scottsdale FDS92206C706INTER TERM TREAS42,826$2.51M0.1%–
WFRDWeatherford International plcORD SHS26,861$1.78M0.1%History
VALValaris LtdCL A19,835$1.25M<0.1%History
TMOThermo Fisher Scientific Inc.Stock2,204$1.15M<0.1%History
Vanguard Ftse Emerging Markets ETF922042858ETF27,836$1.13M<0.1%–
iShares Tr4642874571 3 YR TREAS BD8,944$725.2K<0.1%–
PGProcter & Gamble CoStock3,791$575.2K<0.1%History
TTWOTake Two Interactive Software IncCOM3,447$507.3K<0.1%History
MGRCMcGrath RentcorpCOM5,394$498.8K<0.1%History
COSTCostco Wholesale CorpStock908$488.8K<0.1%History
IFFInternational Flavors & Fragrances IncCOM5,931$472.0K<0.1%History
KOCoca Cola CoStock6,558$394.9K<0.1%History
WMTWalmart Inc.Stock2,375$373.3K<0.1%History
HDHome Depot, Inc.Stock1,002$311.3K<0.1%History
ADIAnalog Devices IncStock1,544$300.8K<0.1%History
NFLXNetflix IncStock631$277.9K<0.1%History
MRKMerck & Co., Inc.Stock2,400$276.9K<0.1%History
ABTAbbott LaboratoriesStock2,495$272.0K<0.1%History
VRTXVertex Pharmaceuticals IncStock739$260.1K<0.1%History
ISRGIntuitive Surgical IncCOM NEW759$259.5K<0.1%History
DHRDanaher CorpStock1,017$244.1K<0.1%History
ACNAccenture plcStock773$238.5K<0.1%History
Orbital Infrastructure G68559A208COM105,002$224.7K<0.1%–
MDLZMondelez International, Inc.Stock2,974$216.9K<0.1%History
KLACKLA CorpCOM NEW437$212.0K<0.1%History
WSTWest Pharmaceutical Services IncCOM541$206.9K<0.1%History
BACBank of America CorpStock7,029$201.7K<0.1%History
ABBVAbbVie Inc.Stock1,491$200.9K<0.1%History