Barings LLC
- SEC CIK
- 0000009015
- Latest filing
- Aug 7, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 10, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 371
- −6 vs. Q3 2021
- Portfolio value
- $3.88B
- −$508.8M (−11.6%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| LILi Auto Inc. | SPONSORED ADS | 252,429 | $8.10M | 0.2% | +138,067+120.7% | Added | History |
| Blackstone Mtg Tr Inc09257WAC4 | NOTE 4.750% 3/1 | – | $8.18M | 0.2% | – | – | – |
| APDAir Products & Chemicals, Inc. | Stock | 26,902 | $8.19M | 0.2% | −126−0.5% | Reduced | History |
| ITUBItau Unibanco Holding S.A. | SPON ADR REP PFD | 2,226,342 | $8.35M | 0.2% | +229,761+11.5% | Added | History |
| VALEVale S.A. | SPONSORED ADS | 632,172 | $8.86M | 0.2% | +373,450+144.3% | Added | History |
| DARDarling Ingredients Inc. | COM | 134,044 | $9.29M | 0.2% | +11,648+9.5% | Added | History |
| EOGEOG Resources Inc | Stock | 105,481 | $9.37M | 0.2% | +4,184+4.1% | Added | History |
| iShares Tr464287515 | EXPANDED TECH | 23,670 | $9.41M | 0.2% | −2,917−11.0% | Reduced | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 176,800 | $9.53M | 0.2% | −7,302,400−97.6% | Reduced | – |
| BBDBank Bradesco | SP ADR PFD NEW | 2,804,565 | $9.59M | 0.2% | 00.0% | Unchanged | History |
| NTESNetEase, Inc. | SPONSORED ADS | 94,267 | $9.59M | 0.2% | +3,459+3.8% | Added | History |
| Vanguard Financials ETF92204A405 | ETF | 103,605 | $10.0M | 0.3% | −68,843−39.9% | Reduced | – |
| TDCX Inc87190U100 | ADS | 529,538 | $10.1M | 0.3% | +529,538 | New | – |
| CFCF Industries Holdings, Inc. | COM | 145,650 | $10.3M | 0.3% | −14,590−9.1% | Reduced | History |
| iShares Tr46429B747 | 0-5 YR TIPS ETF | 98,023 | $10.4M | 0.3% | 00.0% | Unchanged | – |
| XOMExxonMobil Holdings Corp | COM | 175,606 | $10.7M | 0.3% | +1,318+0.8% | Added | History |
| IFFInternational Flavors & Fragrances Inc | COM | 73,263 | $11.0M | 0.3% | −2,418−3.2% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 3,328 | $11.1M | 0.3% | −133−3.8% | Reduced | History |
| YUMCYum China Holdings, Inc. | COM | 225,596 | $11.2M | 0.3% | −171,277−43.2% | Reduced | History |
| COPConocoPhillips | Stock | 156,816 | $11.3M | 0.3% | −501−0.3% | Reduced | History |
| JDJD.com, Inc. | SPON ADS CL A | 162,043 | $11.4M | 0.3% | −20,344−11.2% | Reduced | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 108,309 | $12.4M | 0.3% | 00.0% | Unchanged | – |
| CTVACorteva, Inc. | Stock | 278,368 | $13.2M | 0.3% | −2,754−1.0% | Reduced | History |
| PDDPDD Holdings Inc. | SPONSORED ADS | 229,320 | $13.4M | 0.3% | −372,412−61.9% | Reduced | History |
| iShares Semiconductor ETF464287523 | ETF | 25,308 | $13.7M | 0.4% | −4,814−16.0% | Reduced | – |
| WFRDWeatherford International plc | ORD SHS | 537,900 | $14.9M | 0.4% | 00.0% | Unchanged | History |
| AAPLApple Inc. | Stock | 84,555 | $15.0M | 0.4% | −11,067−11.6% | Reduced | History |
| iShares Tr464287861 | EUROPE ETF | 277,731 | $15.1M | 0.4% | −245,175−46.9% | Reduced | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 176,332 | $15.3M | 0.4% | +176,332 | New | – |
| Avaya Hldgs Corp05351XAB7 | NOTE 2.250% 6/1 | – | $15.5M | 0.4% | – | – | – |
| Mfa Finl Inc55272XAA0 | NOTE 6.250% 6/1 | – | $15.6M | 0.4% | – | – | – |
| MSFTMicrosoft Corp | Stock | 47,931 | $16.1M | 0.4% | −3,379−6.6% | Reduced | History |
| ZHZhihu Inc. | ADS | 2,916,601 | $16.2M | 0.4% | −24,089−0.8% | Reduced | History |
| iShares Tips Bond ETF464287176 | ETF | 126,875 | $16.4M | 0.4% | 00.0% | Unchanged | – |
| New York Mtg Tr Inc649604AD7 | NOTE 6.250% 1/1 | – | $17.0M | 0.4% | – | – | – |
| GDSGDS Holdings Ltd | SPONSORED ADS | 362,934 | $17.1M | 0.4% | −231,238−38.9% | Reduced | History |
| Pennymac Corp70932AAD5 | NOTE 5.500%11/0 | – | $17.2M | 0.4% | – | – | – |
| iShares Tr46435G102 | CONV BD ETF | 199,996 | $17.8M | 0.5% | +83,313+71.4% | Added | – |
| TPG Specialty Lending Inc87265KAD4 | NOTE 4.500% 8/0 | – | $17.9M | 0.5% | – | – | – |
| LINLinde PLC | SHS | 52,720 | $18.3M | 0.5% | −598−1.1% | Reduced | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 173,999 | $20.0M | 0.5% | +31,544+22.1% | Added | – |
| iShares Inc46434G822 | MSCI JAPAN ETF | 315,914 | $21.2M | 0.5% | +47,306+17.6% | Added | – |
| TCPCBlackRock TCP Capital Corp. | COM | 1,603,372 | $21.7M | 0.6% | 00.0% | Unchanged | History |
| Colony Cap Inc19624RAA4 | NOTE 5.000% 4/1 | – | $22.2M | 0.6% | – | – | – |
| iShares Tr46432F388 | MSCI USA VALUE | 206,087 | $22.6M | 0.6% | +206,087 | New | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 63,267 | $23.0M | 0.6% | +63,267 | New | History |
| GRABGrab Holdings Ltd | CLASS A ORD | 3,246,556 | $23.1M | 0.6% | +3,246,556 | New | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 169,426 | $24.9M | 0.6% | +44,969+36.1% | Added | – |
| NIONIO Inc. | ADR | 867,936 | $27.5M | 0.7% | +258,810+42.5% | Added | History |
| ZTOZTO Express (Cayman) Inc. | SPONSORED ADS A | 1,044,159 | $29.5M | 0.8% | +1,034,069+10,248.5% | Added | History |
| XPEVXpeng Inc. | ADS | 629,232 | $31.7M | 0.8% | 00.0% | Unchanged | History |
| NTRNutrien Ltd. | COM | 448,478 | $33.7M | 0.9% | −11,202−2.4% | Reduced | History |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 414,423 | $34.4M | 0.9% | +128,632+45.0% | Added | – |
| Two HBRS Invt Corp90187BAA9 | NOTE 6.250% 1/1 | – | $38.5M | 1.0% | – | – | – |
| Vanguard Information Technology ETF92204A702 | ETF | 93,505 | $42.8M | 1.1% | +31,920+51.8% | Added | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 402,093 | $43.4M | 1.1% | +26,315+7.0% | Added | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 337,968 | $49.2M | 1.3% | −345,223−50.5% | Reduced | – |
| iShares S&P 500 Value ETF464287408 | ETF | 315,094 | $49.4M | 1.3% | +167,738+113.8% | Added | – |
| SUSuncor Energy Inc | Stock | 2,002,545 | $50.1M | 1.3% | +179,558+9.8% | Added | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 601,002 | $50.3M | 1.3% | +552,368+1,135.8% | Added | – |
| iShares Tr46429B655 | FLTG RATE NT ETF | 1,031,000 | $52.3M | 1.3% | 00.0% | Unchanged | – |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | – | $54.7M | 1.4% | – | – | – |
| SESea Ltd | SPONSORD ADS | 264,055 | $59.1M | 1.5% | +21,118+8.7% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 360,890 | $62.0M | 1.6% | −95,423−20.9% | Reduced | – |
| BABAAlibaba Group Holding Ltd | ADR | 678,604 | $80.6M | 2.1% | −141,046−17.2% | Reduced | History |
| NBISNebius Group N.V. | Stock | 1,510,339 | $91.4M | 2.4% | +115,275+8.3% | Added | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 935,874 | $124.0M | 3.2% | −2,220,000−70.3% | Reduced | – |
| BBDCBarings BDC, Inc. | COM | 13,639,681 | $150.3M | 3.9% | 00.0% | Unchanged | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 933,820 | $371.5M | 9.6% | +38,820+4.3% | Added | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 1,302,150 | $381.6M | 9.8% | +206,150+18.8% | Added | – |
| iShares Core S&P 500 ETF464287200 | ETF | 1,718,273 | $819.6M | 21.1% | +82,643+5.1% | Added | – |
Sold out since Q3 2021 (40)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| iShares Tr464287788 | U.S. FINLS ETF | 120,298 | $9.93M | 0.2% | – |
| HTHTH World Group Ltd | SPONSORED ADS | 174,699 | $8.01M | 0.2% | History |
| iShares MSCI India ETF46429B598 | ETF | 116,253 | $5.66M | 0.1% | – |
| iShares Future AI & Tech ETF46435U556 | ETF | 123,405 | $5.23M | 0.1% | – |
| iShares Inc464286517 | JP MORGAN EM ETF | 92,473 | $3.92M | 0.1% | – |
| iShares Tr46435U713 | US INFRASTRUC | 113,464 | $3.87M | 0.1% | – |
| iShares Inc464286319 | EM MKTS DIV ETF | 71,219 | $2.77M | 0.1% | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 16,186 | $1.78M | <0.1% | – |
| iShares Tr464288257 | MSCI ACWI ETF | 9,968 | $996.0K | <0.1% | – |
| VanEck ETF Trust92189H300 | JP MRGAN EM LOC | 30,240 | $906.0K | <0.1% | – |
| AFIBAcutus Medical, Inc. | COM | 100,984 | $893.0K | <0.1% | History |
| MOAltria Group, Inc. | Stock | 11,994 | $546.0K | <0.1% | History |
| SPLKSplunk Inc | COM | 3,343 | $483.0K | <0.1% | History |
| MELIMercadolibre Inc | COM | 269 | $452.0K | <0.1% | History |
| GDGeneral Dynamics Corp | Stock | 2,039 | $400.0K | <0.1% | History |
| KRKroger Co | Stock | 9,148 | $370.0K | <0.1% | History |
| STXSeagate Technology Holdings plc | ORD SHS | 4,317 | $356.0K | <0.1% | History |
| UHALU-Haul Holding Co | COM | 546 | $353.0K | <0.1% | History |
| BABoeing Co | Stock | 1,567 | $344.0K | <0.1% | History |
| ONCBeOne Medicines Ltd. | ADR | 924 | $335.0K | <0.1% | History |
| CAHCardinal Health Inc | Stock | 6,757 | $334.0K | <0.1% | History |
| CICigna Group | Stock | 1,654 | $331.0K | <0.1% | History |
| HEI.AHeico Corp | CL A | 2,549 | $302.0K | <0.1% | History |
| VEEVVeeva Systems Inc | Stock | 1,024 | $295.0K | <0.1% | History |
| TCOMTrip.com Group Ltd | ADS | 9,531 | $293.0K | <0.1% | History |
| BENFranklin Templeton Inc | COM | 9,753 | $290.0K | <0.1% | History |
| PAYCPaycom Software, Inc. | Stock | 579 | $287.0K | <0.1% | History |
| BROBrown & Brown, Inc. | Stock | 4,778 | $265.0K | <0.1% | History |
| STESTERIS plc | SHS USD | 1,239 | $253.0K | <0.1% | History |
| DXCMDexcom Inc | COM | 462 | $252.0K | <0.1% | History |
| VOYAVoya Financial, Inc. | COM | 4,049 | $248.0K | <0.1% | History |
| TWTRTwitter, Inc. | COM | 4,100 | $247.0K | <0.1% | History |
| GWREGuidewire Software, Inc. | COM | 2,020 | $240.0K | <0.1% | History |
| RNGRingCentral, Inc. | CL A | 1,093 | $238.0K | <0.1% | History |
| DAYDayforce, Inc. | COM | 1,865 | $210.0K | <0.1% | History |
| AVLRAvalara, Inc. | COM | 1,170 | $204.0K | <0.1% | History |
| NUANNuance Communications, Inc. | COM | 3,678 | $202.0K | <0.1% | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 971 | $145.0K | <0.1% | – |
| NLYAnnaly Capital Management Inc | COM | 16,906 | $142.0K | <0.1% | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 3,515 | $132.0K | <0.1% | – |