Smith Charles Aubrey III
- SEC CIK
- 0001977796
In the past year, 1 open-market sale filing worth $1.55M and no purchases.
Current role at each company
- MS Morgan StanleyChief Risk Officeras of Jan 22, 2026
Open-market trades in the past year
Open-market purchases (P) and sales (S) filed in the last 365 days, not counting derivative securities or duplicate filings. Values leave out price outliers.
- Bought
- –
- 0 filings
- Sold
- $1.55M
- 1 filing
- Net
- −$1.55M
- Bought minus sold
- Companies
- 1
- With open-market trades
Trades
Every Form 4 that lists Smith Charles Aubrey III as a reporting owner, including filings made jointly with others, grouped by company. Each row adds up one type of transaction in one filing. Only open-market purchases (P) and sales (S) are shown by default.
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Jan 22, 2026 (view filing) | Jan 20 | 2 days | Smith Charles Aubrey IIIChief Risk Officer | SSale | −8.50K | $182.08 | −$1.55M | −6.7%119.1K after | |
| Jul 18, 2025 (view filing) | Jul 17 | 1 day | Smith Charles Aubrey IIIChief Risk Officer | SSale | −20.0K | $140.30 | −$2.81M | −14.4%119.2K after | |
| Apr 19, 2024 (view filing) | Apr 17 | 2 days | Smith Charles Aubrey IIIChief Risk Officer | SSale | −11.2K | $90.09 | −$1.01M | −8.2%126.2K after | |
| Jul 21, 2023 (view filing) | Jul 19 | 2 days | Smith Charles Aubrey IIIChief Risk Officer | SSale | −5.60K | $92.41 | −$517.5K | −3.9%136.5K after |