Smith Charles Aubrey III's Form 4 filing
Morgan Stanley (MS) · filed Jul 18, 2025
- Accession no.
- 0000895421-25-000427
- Filed
- Jul 18, 2025
- Trade date
- Jul 17, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market sales total $2.81M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Charles Aubrey IIICIK 0001977796 | Officer (Chief Risk Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 17, 2025 | Common Stock | SSaleDisposed | −20,000 | $140.30 | −$2,806,000 | 119,239.14 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.