Royce Charles M
- SEC CIK
- 0001009121
In the past year, 4 open-market sale filings worth $3.93M and no purchases.
Current role at each company
- RGT Royce Global Trust, Inc.Other: Sr. Advisor Royce & Associatesas of Nov 12, 2025
- RMT Royce Micro-Cap Trust, Inc.Other: Sr. Advisor Royce & Associatesas of Nov 6, 2025
- RVT Royce Small-Cap Trust, Inc.Other: Sr. Advisor Royce & Associatesas of Jun 27, 2025
- OXSQ Oxford Square Capital Corp.Directoras of Jul 7, 2023
Open-market trades in the past year
Open-market purchases (P) and sales (S) filed in the last 365 days, not counting derivative securities or duplicate filings. Values leave out price outliers.
- Bought
- –
- 0 filings
- Sold
- $3.93M
- 4 filings
- Net
- −$3.93M
- Bought minus sold
- Companies
- 2
- With open-market trades
Trades
Every Form 4 that lists Royce Charles M as a reporting owner, including filings made jointly with others, grouped by company. Each row adds up one type of transaction in one filing. Only open-market purchases (P) and sales (S) are shown by default.
RGT Royce Global Trust, Inc.
Other: Sr. Advisor Royce & Associates4 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Nov 12, 2025 (view filing) | Nov 10-12 | 2 days | Royce Charles MOther: Sr. Advisor Royce & Associates | SSale | −131.0K | $12.52 | −$1.64M | −16.9%644.3K after | 3 lots |
| Nov 7, 2025 (view filing) | Nov 6-7 | 1 day | Royce Charles MOther: Sr. Advisor Royce & Associates | SSaleConmon Stock | −10.6K | $12.55 | −$132.6K | −1.5%682.9K after | 2 lots |
| Nov 6, 2025 (view filing) | Nov 5 | 1 day | Royce Charles MOther: Sr. Advisor Royce & Associates | SSale | −8.43K | $12.61 | −$106.3K | −1.2%690.9K after | |
| Jun 27, 2025 (view filing) | Jun 26-27 | 1 day | Royce Charles MOther: Sr. Advisor Royce & Associates | SSale | −50.0K | $11.90 | −$595.0K | −6.3%737.5K after | 2 lots |
RMT Royce Micro-Cap Trust, Inc.
Other: Sr. Advisor Royce & Associates8 trades
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Nov 6, 2025 (view filing) | Nov 5 | 1 day | Royce Charles MOther: Sr. Advisor Royce & Associates | SSale | −200.0K | $10.27 | −$2.05M | −25.1%596.9K after | |
| May 6, 2025 (view filing) | May 5-6 | 1 day | Royce Charles MOther: Sr. Advisor Royce & Associates | SSale | −45.3K | $8.30 | −$375.9K | −5.4%799.0K after | 2 lots |
| May 6, 2025 (view filing) | May 5 | 1 day | Royce Charles MOther: Sr. Advisor Royce & Associates | SSale | −7.57K | $8.31 | −$62.9K | −1.6%457.1K after | |
| May 5, 2025 (view filing) | May 2 | 3 days | Royce Charles MOther: Sr. Advisor Royce & Associates | SSale | −43.2K | $8.33 | −$360.1K | −4.9%842.2K after | |
| May 5, 2025 (view filing) | May 2 | 3 days | Royce Charles MOther: Sr. Advisor Royce & Associates | SSale | −43.2K | $8.33 | −$360.1K | −8.5%464.6K after | |
| Apr 17, 2025 (view filing) | Apr 16-17 | 1 day | Royce Charles MOther: Sr. Advisor Royce & Associates | SSale | −85.5K | $7.83 | −$669.9K | −8.2%961.8K after | 2 lots |
| Feb 19, 2025 (view filing) | Feb 18-19 | 1 day | Royce Charles MOther: Sr. Advisor Royce & Associates | SSale | −150.0K | $9.94 | −$1.49M | −13.4%970.9K after | 2 lots |
| Feb 3, 2025 (view filing) | Jan 29-31 | 5 daysLate | Royce Charles MOther: Sr. Advisor Royce & Associates | SSale | −200.0K | $9.93 | −$1.99M | −15.1%1.12M after | 4 lots |
RVT Royce Small-Cap Trust, Inc.
Other: Sr. Advisor Royce & Associates1 trade
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Jun 27, 2025 (view filing) | Jun 26 | 1 day | Royce Charles MOther: Sr. Advisor Royce & Associates | SSale | −21.7K | $14.96 | −$325.2K | −20.0%86.9K after |