Royce Charles M's Form 4 filing
Royce Micro-Cap Trust, Inc. (RMT) · filed Feb 3, 2025
- Accession no.
- 0000912147-25-000004
- Filed
- Feb 3, 2025
- Trade date
- Jan 29-31, 2025
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 0 derivative transactions. Open-market sales total $1.99M. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Royce Charles MCIK 0001009121 | Other: Sr. Advisor Royce & Associates |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 29, 2025 | Common Stock | SSaleDisposed | −50,000 | $9.88 | −$494,000 | 1,270,942 | Direct | |
| Jan 30, 2025 | Common Stock | SSaleDisposed | −50,000 | $9.96 | −$498,000 | 1,220,942 | Direct | |
| Jan 30, 2025 | Common Stock | SSaleDisposed | −50,000 | $9.93 | −$496,500 | 1,170,942 | Direct | |
| Jan 31, 2025 | Common Stock | SSaleDisposed | −50,000 | $9.94 | −$497,000 | 1,120,942 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.