Woolway Paul V's Form 4 filing
Schwab Charles Corp (SCHW) · filed Mar 27, 2025
- Accession no.
- 0002031313-25-000008
- Filed
- Mar 27, 2025
- Trade date
- Mar 24, 2025
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $689.1K. It was filed 3 days after the trade, past the 2-business-day deadline.
This filing was later replaced by the amendment 0001062993-25-013665 (Aug 5, 2025). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Woolway Paul VCIK 0002031313 | Officer (MD, Chief Banking Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 24, 2025 | Common Stock | MOption exerciseAcquired | +8,614 | $41.98 | +$361,615.72 | 33,767 | Direct | |
| Mar 24, 2025 | Common Stock | SSaleDisposed | −8,614 | $80.00F4 | −$689,120 | 49,204.11 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 24, 2025 | Common Stock | MOption exerciseDisposed | −8,614 | $0.00 | $0 | 17,227 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
The transaction was executed in multiple trades at prices ranging from $80.00 to $80.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.