Woolway Paul V's Form 4/A amendment
AmendedSchwab Charles Corp (SCHW) · filed Aug 5, 2025
- Accession no.
- 0001062993-25-013665
- Filed
- Aug 5, 2025
- Rule 10b5-1 plan
- Not checked
- Original filed
- Mar 27, 2025
This filing lists no transactions. It carries over 3 transactions from the original filing that it did not restate. Open-market sales total $689.1K.
This amendment restates part of 0002031313-25-000008 (filed Mar 27, 2025). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Woolway Paul VCIK 0002031313 | Officer (MD, Chief Banking Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0002031313-25-000008 (filed Mar 27, 2025).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 24, 2025 | Common Stock | MOption exerciseAcquired | +8,614 | $41.98 | +$361,615.72 | 33,767 | Direct | |
| Mar 24, 2025 | Common Stock | SSaleDisposed | −8,614 | $80.00F4 | −$689,120 | 49,204.11 | Indirect |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 24, 2025 | Common Stock | MOption exerciseDisposed | −8,614 | $0.00 | $0 | 17,227 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F4
The transaction was executed in multiple trades at prices ranging from $80.00 to $80.01. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
On March 27, 2025, the reporting person filed a Form 4 reporting that, following certain transactions, he held 33,767 shares directly and 49,204.1078 through a trust. 8,614 shares reported as being held directly were actually held through a trust so the reporting person should have been reflected as having held 25,153 shares directly and 57,818.1078 through a trust. The original Form 4 also inadvertently excluded other indirect holdings.