Locke Mistelle's Form 4 filing
Direct Digital Holdings, Inc. (DRCT) · filed Jun 29, 2026
- Accession no.
- 0001960753-26-000002
- Filed
- Jun 29, 2026
- Trade date
- Jan 16-Jun 12, 2026
- Filing delay
- 164 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 4 derivative transactions. Open-market sales total $499.52. It was filed 164 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Locke MistelleCIK 0001960753 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 16, 2026 | Class A Common Stock, par value $0.001 per share | MOption exerciseAcquired | +34 | – | – | 215 | Direct | |
| Jan 16, 2026 | Class A Common Stock, par value $0.001 per share | SSaleDisposed | −31 | $6.51 | −$201.81 | 184 | Direct | |
| Jan 24, 2026 | Class A Common Stock, par value $0.001 per share | MOption exerciseAcquired | +90 | – | – | 274 | Direct | |
| Jun 9, 2026 | Class A Common Stock, par value $0.001 per share | MOption exerciseAcquired | +159 | – | – | 433 | Direct | |
| Jun 9, 2026 | Class A Common Stock, par value $0.001 per share | SSaleDisposed | −76 | $2.96 | −$224.96 | 357 | Direct | |
| Jun 12, 2026 | Class A Common Stock, par value $0.001 per share | MOption exerciseAcquired | +37 | – | – | 394 | Direct | |
| Jun 12, 2026 | Class A Common Stock, par value $0.001 per share | SSaleDisposed | −25 | $2.91 | −$72.75 | 369 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 16, 2026 | Class A Common Stock, par value $0.001 per share | MOption exerciseDisposed | −34 | $0.00 | $0 | 0 | Direct | |
| Jan 24, 2026 | Class A Common Stock, par value $0.001 per share | MOption exerciseDisposed | −90 | $0.00 | $0 | 0 | Direct | |
| Jun 9, 2026 | Class A Common Stock, par value $0.001 per share | MOption exerciseDisposed | −159 | $0.00 | $0 | 0 | Direct | |
| Jun 12, 2026 | Class A Common Stock, par value $0.001 per share | MOption exerciseDisposed | −37 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.