Brockman Dawn M.'s Form 4 filing
Ameriprise Financial Inc (AMP) · filed Jul 13, 2026
- Accession no.
- 0001937010-26-000008
- Filed
- Jul 13, 2026, 7:47 PM ET
- Trade date
- Jul 9, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Brockman Dawn M.CIK 0001937010 | Officer (SVP AND CONTROLLER) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 9, 2026 | Common Stock | MOption exerciseAcquired | +26.0401 | – | – | 1,194.0401 | Direct | |
| Jul 9, 2026 | Common Stock | FTax withholdingDisposed | −9.0401 | $500.16 | −$4,521.5 | 1,185 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 9, 2026 | Common Stock | MOption exerciseDisposed | −26.0401 | – | – | 275.6013 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.