Botelho Kiersten Zaza's Form 4 filing
Hercules Capital, Inc. (HCXY) · filed Jul 13, 2026
- Accession no.
- 0001902313-26-000006
- Filed
- Jul 13, 2026, 2:36 PM ET
- Trade date
- Jul 9, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Botelho Kiersten ZazaCIK 0001902313 | Officer (Chief Legal Officer & CCO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 9, 2026 | Common Stock | FTax withholdingDisposed | −956 | $15.69 | −$14,999.64 | 90,406 | Direct | |
| Jul 9, 2026 | Common Stock | FTax withholdingDisposed | −1,018 | $15.69 | −$15,972.42 | 89,388 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.