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Catalyst4, Inc.'s Form 4 filing

MapLight Therapeutics, Inc. (MPLT) · filed Oct 29, 2025

Accession no.
0001900201-25-000008
Filed
Oct 29, 2025
Trade date
Oct 28, 2025
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 6 derivative transactions. Open-market purchases total $92.5M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Catalyst4, Inc.CIK 000190020110% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 28, 2025Voting Common StockCConversionAcquired+14,256,288–F1–14,256,288Indirect
Oct 28, 2025Voting Common StockPPurchaseAcquired+5,441,176$17.00+$92,499,99219,697,464Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 28, 2025Voting Common StockCConversionDisposed−148,809–F3–0Indirect
Oct 28, 2025Voting Common StockCConversionDisposed−444,846–F4–0Indirect
Oct 28, 2025Voting Common StockCConversionDisposed−1,263,768–F5–0Indirect
Oct 28, 2025Voting Common StockCConversionDisposed−275,148–F6–0Indirect
Oct 28, 2025Voting Common StockCConversionDisposed−5,444,807–F7–0Indirect
Oct 28, 2025Voting Common StockCConversionDisposed−6,678,910–F8–0Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The Series A, A-1, B, B-1, C and D Preferred Stock automatically converted into voting common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-16.8 basis, and had no expiration date.

Referenced by the price of 1 transaction in Table I.

F3

The Series A Preferred Stock automatically converted into voting common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-16.8 basis, and had no expiration date.

Referenced by the price of 1 transaction in Table II.

F4

The Series A-1 Preferred Stock automatically converted into voting common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-16.8 basis, and had no expiration date.

Referenced by the price of 1 transaction in Table II.

F5

The Series B Preferred Stock is convertible on a 1-for-16.8 basis into voting common stock at any time at the holder's election and will convert automatically upon the closing of the Issuer's initial public offering and has no expiration date.

Referenced by the price of 1 transaction in Table II.

F6

The Series B-1 Preferred Stock automatically converted into voting common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-16.8 basis, and had no expiration date.

Referenced by the price of 1 transaction in Table II.

F7

The Series C Preferred Stock automatically converted into voting common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-16.8 basis, and had no expiration date.

Referenced by the price of 1 transaction in Table II.

F8

The Series D Preferred Stock automatically converted into voting common stock upon the closing of the Issuer's initial public offering for no additional consideration, on a 1-for-16.8 basis, and had no expiration date.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)