Sanghavi Darshak's Form 4/A amendment
AmendedBabylon Holdings Ltd (BBLN) · filed Mar 20, 2023
- Accession no.
- 0001866390-23-000070
- Filed
- Mar 20, 2023
- Trade date
- Mar 15, 2023
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Mar 16, 2023
This filing lists 1 non-derivative transaction. It carries over 6 transactions from the original filing that it did not restate. Open-market sales total $73.9K. It was filed 5 days after the trade.
This amendment restates part of 0001866390-23-000056 (filed Mar 16, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sanghavi DarshakCIK 0001959352 | Officer (Chief Medical Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2023 | Class A ordinary shares | SSaleDisposed | −3,202 | $7.11F2 | −$22,766.22 | 40,394 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001866390-23-000056 (filed Mar 16, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 13, 2023 | Class A ordinary shares | MOption exerciseAcquired | +628 | –F1 | – | 53,662 | Direct | |
| Mar 13, 2023 | Class A ordinary shares | FTax withholdingDisposed | −3,465 | $8.46 | −$29,313.9 | 50,197 | Direct | |
| Mar 13, 2023 | Class A ordinary shares | FTax withholdingDisposed | −218 | $8.46 | −$1,844.28 | 49,979 | Direct | |
| Mar 13, 2023 | Class A ordinary shares | SSaleDisposed | −2,640 | $8.50F4 | −$22,440 | 47,339 | Direct | |
| Mar 14, 2023 | Class A ordinary shares | SSaleDisposed | −3,743 | $7.66F5 | −$28,671.38 | 43,596 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 13, 2023 | Class A ordinary shares | MOption exerciseDisposed | −628 | $0.00 | $0 | 5,659 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
The Class A ordinary shares reported were issued upon settlement of the restricted share units ("RSUs"), each representing a contingent right to receive one Class A ordinary share.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.41 to $8.58. Full information regarding the number of shares sold at each separate price can be provided to the Issuer, any security holder of the Issuer or the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.55 to $7.96. Full information regarding the number of shares sold at each separate price can be provided to the Issuer, any security holder of the Issuer or the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Class A ordinary shares were awarded under the Babylon Holdings Limited 2021 Equity Incentive Plan. The disposition of the Class A ordinary shares is made pursuant to a discretionary transaction that is exempt from Section 16(b) pursuant to Rule 16b-3(d)(3).
- F2
On March 16, 2023, the Reporting Person filed a Form 4 which inadvertently reported that the price reported in Column 4 was a weighted average price of $7.21. In fact, as reported in this amendment, the weighted average price was $7.11. The shares were sold in multiple transactions at prices ranging from $7.00 to $7.39. Full information regarding the number of shares sold at each separate price can be provided to the Issuer, any security holder of the Issuer or the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.