Sanghavi Darshak's Form 4 filing
Babylon Holdings Ltd (BBLN) · filed Mar 16, 2023
- Accession no.
- 0001866390-23-000056
- Filed
- Mar 16, 2023
- Trade date
- Mar 13-15, 2023
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $74.2K. It was filed 3 days after the trade, past the 2-business-day deadline.
This filing was later replaced by the amendment 0001866390-23-000070 (Mar 20, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sanghavi DarshakCIK 0001959352 | Officer (Chief Medical Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 13, 2023 | Class A ordinary shares | MOption exerciseAcquired | +628 | –F1 | – | 53,662 | Direct | |
| Mar 13, 2023 | Class A ordinary shares | FTax withholdingDisposed | −3,465 | $8.46 | −$29,313.9 | 50,197 | Direct | |
| Mar 13, 2023 | Class A ordinary shares | FTax withholdingDisposed | −218 | $8.46 | −$1,844.28 | 49,979 | Direct | |
| Mar 13, 2023 | Class A ordinary shares | SSaleDisposed | −2,640 | $8.50F4 | −$22,440 | 47,339 | Direct | |
| Mar 14, 2023 | Class A ordinary shares | SSaleDisposed | −3,743 | $7.66F5 | −$28,671.38 | 43,596 | Direct | |
| Mar 15, 2023 | Class A ordinary shares | SSaleDisposed | −3,202 | $7.21F6 | −$23,086.42 | 40,394 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 13, 2023 | Class A ordinary shares | MOption exerciseDisposed | −628 | $0.00 | $0 | 5,659 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The Class A ordinary shares reported were issued upon settlement of the restricted share units ("RSUs"), each representing a contingent right to receive one Class A ordinary share.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.41 to $8.58. Full information regarding the number of shares sold at each separate price can be provided to the Issuer, any security holder of the Issuer or the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.55 to $7.96. Full information regarding the number of shares sold at each separate price can be provided to the Issuer, any security holder of the Issuer or the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.00 to $7.39. Full information regarding the number of shares sold at each separate price can be provided to the Issuer, any security holder of the Issuer or the SEC staff upon request.
Referenced by the price of 1 transaction in Table I.