Godbole Pete's Form 4/A amendment
AmendedSmartsheet Inc (SMAR) · filed Oct 14, 2022
- Accession no.
- 0001833015-22-000010
- Filed
- Oct 14, 2022
- Trade date
- Sep 15, 2022
- Filing delay
- 29 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Sep 16, 2022
This filing lists 1 derivative transaction. It carries over 3 transactions from the original filing that it did not restate. Open-market sales total $40.5K. It was filed 29 days after the trade.
This amendment restates part of 0001833015-22-000009 (filed Sep 16, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Godbole PeteCIK 0001833015 | Officer (CFO & Treasurer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2022 | Class A Common Stock | MOption exerciseDisposed | −2,401 | $0.00 | $0 | 21,609 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001833015-22-000009 (filed Sep 16, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 15, 2022 | Class A Common Stock | MOption exerciseAcquired | +2,401 | $0.00F1 | $0 | 17,809 | Direct | |
| Sep 15, 2022 | Class A Common Stock | FTax withholdingDisposed | −831 | $37.81 | −$31,420.11 | 16,978 | Direct | |
| Sep 16, 2022 | Class A Common Stock | SSaleDisposed | −1,104 | $36.64 | −$40,450.56 | 15,874 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
- F2
This amended Form 4 is being filed to correct an inadvertent clerical error to reflect that the derivative securities were disposed of upon vesting rather than acquired as reported in the original Form 4. All other information remains the same.
- F3
The RSUs vested as to 25% of the total shares on December 15, 2021, and then 6.25% of the total shares vest quarterly thereafter, subject to continued service through each vesting date.