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Godbole Pete's Form 4 filing

Smartsheet Inc (SMAR) · filed Sep 16, 2022

Accession no.
0001833015-22-000009
Filed
Sep 16, 2022
Trade date
Sep 15-16, 2022
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $40.5K. It was filed 1 day after the trade.

This filing was later replaced by the amendment 0001833015-22-000010 (Oct 14, 2022). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Godbole PeteCIK 0001833015Officer (CFO & Treasurer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 15, 2022Class A Common StockMOption exerciseAcquired+2,401$0.00F1$017,809Direct
Sep 15, 2022Class A Common StockFTax withholdingDisposed−831$37.81−$31,420.1116,978Direct
Sep 16, 2022Class A Common StockSSaleDisposed−1,104$36.64−$40,450.5615,874Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 15, 2022Class A Common StockMOption exerciseAcquired+2,401$0.00$021,609Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)