David Toby's Form 4/A amendment
AmendedCelsius Holdings, Inc. (CELH) · filed Aug 31, 2023
- Accession no.
- 0001829126-23-005809
- Filed
- Aug 31, 2023
- Trade date
- Aug 1, 2023
- Filing delay
- 30 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Aug 24, 2023
This filing lists 1 non-derivative transaction. It carries over 9 transactions from the original filing that it did not restate. Open-market sales total $9.79M. It was filed 30 days after the trade.
This amendment restates part of 0001829126-23-005640 (filed Aug 24, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| David TobyCIK 0001990895 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2023 | Common Stock | AGrant or awardAcquired | +2,849 | $0.00 | $0 | 61,849 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001829126-23-005640 (filed Aug 24, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 1, 2023 | Common Stock | AGrant or awardAcquired | +5,767 | –F1 | – | 37,576 | Direct | |
| Aug 22, 2023 | Common Stock | MOption exerciseAcquired | +54,941 | $3.23 | +$177,459.43 | 92,517 | Direct | |
| Aug 22, 2023 | Common Stock | SSaleDisposed | −25,780 | $179.00 | −$4,614,620 | 66,737 | Direct | |
| Aug 22, 2023 | Common Stock | SSaleDisposed | −22,506 | $178.00 | −$4,006,068 | 44,231 | Direct | |
| Aug 22, 2023 | Common Stock | SSaleDisposed | −2,110 | $177.00 | −$373,470 | 42,121 | Direct | |
| Aug 22, 2023 | Common Stock | SSaleDisposed | −4,545 | $176.17F2 | −$800,712.19 | 37,576 | Direct | |
| Aug 22, 2023 | Common Stock | MOption exerciseAcquired | +20,000 | $0.34 | +$6,800 | 17,576 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 22, 2023 | Common Stock | MOption exerciseDisposed | −54,941 | $0.00 | $0 | 140,049 | Direct | |
| Aug 22, 2023 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 0 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
The reporting person was granted 5,767 RSUs for shares of common stock to be issued under the Issuer's 2015 Stock Incentive Plan. The RSUs vest in equal annual installments over three years beginning 1/1/2024.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $176.00 to $176.860. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Due to a Scribner's error, the total holdings reported on the Form 3 filed with the Securities and Exchange Commission ("SEC") on August 24, 2023 was understated by 1,423 shares. This amendment is being filed to correct the total holdings. Additionally, due to administrative error, the original Form 4 filed with the SEC on August 24, 2023 did not include 2,849 performance shares that had vested before the date of the filing of the original Form 4, and also contained Scribner's errors understating the total holdings. This amendment is also being filed to include the vested performance shares and update the total holdings accordingly.
- F2
Total includes 18,367 unvested RSUs.