David Toby's Form 4 filing
Celsius Holdings, Inc. (CELH) · filed Aug 24, 2023
- Accession no.
- 0001829126-23-005640
- Filed
- Aug 24, 2023, 5:28 PM ET
- Trade date
- Jan 1-Aug 22, 2023
- Filing delay
- 235 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 2 derivative transactions. Open-market sales total $9.79M. It was filed 235 days after the trade, past the 2-business-day deadline.
This filing was later replaced by the amendment 0001829126-23-005809 (Aug 31, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| David TobyCIK 0001990895 | Officer (Executive Vice President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 1, 2023 | Common Stock | AGrant or awardAcquired | +5,767 | –F1 | – | 37,576 | Direct | |
| Aug 22, 2023 | Common Stock | MOption exerciseAcquired | +54,941 | $3.23 | +$177,459.43 | 92,517 | Direct | |
| Aug 22, 2023 | Common Stock | SSaleDisposed | −25,780 | $179.00 | −$4,614,620 | 66,737 | Direct | |
| Aug 22, 2023 | Common Stock | SSaleDisposed | −22,506 | $178.00 | −$4,006,068 | 44,231 | Direct | |
| Aug 22, 2023 | Common Stock | SSaleDisposed | −2,110 | $177.00 | −$373,470 | 42,121 | Direct | |
| Aug 22, 2023 | Common Stock | SSaleDisposed | −4,545 | $176.17F2 | −$800,712.19 | 37,576 | Direct | |
| Aug 22, 2023 | Common Stock | MOption exerciseAcquired | +20,000 | $0.34 | +$6,800 | 17,576 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 22, 2023 | Common Stock | MOption exerciseDisposed | −54,941 | $0.00 | $0 | 140,049 | Direct | |
| Aug 22, 2023 | Common Stock | MOption exerciseDisposed | −20,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reporting person was granted 5,767 RSUs for shares of common stock to be issued under the Issuer's 2015 Stock Incentive Plan. The RSUs vest in equal annual installments over three years beginning 1/1/2024.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $176.00 to $176.860. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
Referenced by the price of 1 transaction in Table I.