Colbert Chris's Form 4/A amendment
AmendedNuscale Power Corp (SMR) · filed Jun 9, 2023
- Accession no.
- 0001822966-23-000169
- Filed
- Jun 9, 2023
- Trade date
- May 16-17, 2023
- Filing delay
- 24 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- May 16, 2023
This filing lists 2 non-derivative transactions. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $94.3K. It was filed 24 days after the trade.
This amendment restates part of 0001822966-23-000133 (filed May 18, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Colbert ChrisCIK 0001912917 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 16, 2023 | Class A Common Stock | SSaleDisposed | −5,991 | $8.05 | −$48,227.55 | 20,811 | Direct | |
| May 17, 2023 | Class A Common Stock | SSaleDisposed | −5,763 | $8.00 | −$46,104 | 15,048 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001822966-23-000133 (filed May 18, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 16, 2023 | Class A Common Stock | MOption exerciseAcquired | +10,893 | $7.93 | +$86,381.49 | 23,056 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 16, 2023 | Class A Common Stock | MOption exerciseDisposed | −10,893 | $0.00 | $0 | 146,787 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
- F2
Share amount corrected to show actual shares sold to cover tax withholding.