Colbert Chris's Form 4 filing
Nuscale Power Corp (SMR) · filed May 18, 2023
- Accession no.
- 0001822966-23-000133
- Filed
- May 18, 2023
- Trade date
- May 16-17, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $59.0K. It was filed 2 days after the trade.
This filing was later replaced by the amendment 0001822966-23-000169 (Jun 9, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Colbert ChrisCIK 0001912917 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 16, 2023 | Class A Common Stock | SSaleDisposed | −3,746 | $8.05 | −$30,155.3 | 12,163 | Direct | |
| May 16, 2023 | Class A Common Stock | MOption exerciseAcquired | +10,893 | $7.93 | +$86,381.49 | 23,056 | Direct | |
| May 17, 2023 | Class A Common Stock | SSaleDisposed | −3,603 | $8.00 | −$28,824 | 19,453 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 16, 2023 | Class A Common Stock | MOption exerciseDisposed | −10,893 | $0.00 | $0 | 146,787 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.