Pogosyan Liana's Form 4/A amendment
AmendedXos, Inc. (XOS) · filed Apr 29, 2024
- Accession no.
- 0001819493-24-000071
- Filed
- Apr 29, 2024
- Trade date
- Sep 11, 2023
- Filing delay
- 231 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Sep 13, 2023
This filing lists 1 non-derivative transaction. It carries over 2 transactions from the original filing that it did not restate. It was filed 231 days after the trade.
This amendment restates part of 0001819493-23-000225 (filed Sep 19, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Pogosyan LianaCIK 0001979040 | Officer (Acting Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2023 | Common Stock | SSaleDisposed | −1,372 | $9.06 | −$12,430.32 | 11,575 | Direct | Price outlier |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001819493-23-000225 (filed Sep 19, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 11, 2023 | Common Stock | FTax withholdingDisposed | −24,578 | $0.30 | −$7,373.4 | 387,424 | Direct |
From 0001819493-23-000221 (filed Sep 13, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 10, 2023 | Common Stock | AGrant or awardAcquired | +238,095 | $0.00 | $0 | 412,002 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported Restricted Stock Unit ("RSU") Award. Each RSU represents a contingent right to receive one share of common stock upon settlement.
- F2
Includes 8,983 unvested RSUs.
Remarks
Ms. Pogosyan's Form 4, as originally filed on September 13, 2023, is being amended to correct the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported RSU Award. An error in tax withholding rates in connection with the vesting of the Reporting Person's RSU Awards in 2023 and 2024 was recently discovered and corrected. As a result, this Amendment reflects the corrected withholding amounts. In addition, on December 6th, 2023, the common stock of Xos, Inc. reverse split 1-for-30, which is reflected in this Amendment.