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Pogosyan Liana's Form 4/A amendment

Amended

Xos, Inc. (XOS) · filed Sep 19, 2023

Accession no.
0001819493-23-000225
Filed
Sep 19, 2023, 7:36 PM ET
Trade date
Sep 11, 2023
Filing delay
8 days
Rule 10b5-1 plan
Not checked
Original filed
Sep 13, 2023

This filing lists 1 non-derivative transaction. It carries over 1 transaction from the original filing that it did not restate. It was filed 8 days after the trade.

This filing was later replaced by the amendment 0001819493-24-000071 (Apr 29, 2024). Trade tables on this site use the amended version.

This amendment restates part of 0001819493-23-000221 (filed Sep 13, 2023). The transactions it did not restate still count and are listed below.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Pogosyan LianaCIK 0001979040Officer (Acting Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 11, 2023Common StockFTax withholdingDisposed−24,578$0.30−$7,373.4387,424Direct

Carried over from the original filing

This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.

From 0001819493-23-000221 (filed Sep 13, 2023).

Non-derivative securities (Table I)

Non-derivative transactions carried over from 0001819493-23-000221
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 10, 2023Common StockAGrant or awardAcquired+238,095$0.00$0412,002Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Represents the number of shares withheld by the Issuer to satisfy the tax withholding obligations in connection with the vesting of the Reporting Person's previously reported RSU Award. Each RSU represents a contingent right to receive one share of common stock upon settlement.

F2

Includes 269,601 unvested RSUs.

Remarks

Ms. Pogosyan's Form 4 that was filed on September 13, 2023 incorrectly reported a total of 210,078 unvested RSUs within Footnote 4. This Amendment corrects the total amount of unvested RSUs that is to be included in the total Amount of Securities Beneficially Owned Following the Reported Transaction from September 11, 2023.

Read the full filing on SEC EDGAR (opens in a new tab)