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Sims Luke E's Form 4/A amendment

Amended

Eagle Capital Growth Fund, Inc. (GRF) · filed May 12, 2023

Accession no.
0001736749-23-000006
Filed
May 12, 2023
Trade date
May 10, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked
Original filed
May 12, 2023

This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market sales total $42.5K. It was filed 2 days after the trade.

This amendment replaces 0001736749-23-000005 (filed May 12, 2023).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sims Luke ECIK 0001038238Director, Officer (President & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 10, 2023Common StockSSaleDisposed−5,000$8.50−$42,500285,271Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)