Skip to main content

Sims Luke E's Form 4 filing

Eagle Capital Growth Fund, Inc. (GRF) · filed May 12, 2023

Accession no.
0001736749-23-000005
Filed
May 12, 2023
Trade date
May 10, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction and 0 derivative transactions. Open-market sales total $2.42M. It was filed 2 days after the trade.

This filing was later replaced by the amendment 0001736749-23-000006 (May 12, 2023). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sims Luke ECIK 0001038238Director, Officer (President & CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 10, 2023Common StockSSaleDisposed−285,271$8.50−$2,424,803.5285,271Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)