Oliver Daniel Jr's Form 4/A amendment
AmendedRise Gold Corp. (RYES) · filed May 3, 2024
- Accession no.
- 0001727689-24-000051
- Filed
- May 3, 2024, 10:17 AM ET
- Trade date
- Dec 7, 2023
- Filing delay
- 148 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Dec 11, 2023
This filing lists 1 non-derivative transaction and 1 derivative transaction. It carries over 2 transactions from the original filing that it did not restate. Open-market purchases total $75.4K. It was filed 148 days after the trade.
This amendment restates part of 0001727689-23-000097 (filed Dec 11, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Oliver Daniel JrCIK 0001965660 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2023 | Common Stock | PPurchaseAcquired | +280,000 | $0.18 | +$50,400 | 4,472,849 | Indirect | Duplicate filing |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2023 | Common Stock | PPurchaseAcquired | +140,000 | $0.00 | $0 | 140,000 | Indirect | Duplicate filing |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001727689-23-000097 (filed Dec 11, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2023 | Common Stock | PPurchaseAcquired | +138,888 | $0.18 | +$24,999.84 | 138,888 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2023 | Common Stock | PPurchaseAcquired | +69,444 | $0.00 | $0 | 69,444 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents a price in Canadian dollars.
Remarks
This amendment has been filed to delete two transactions that were inadvertently incorrectly included in the original filing.