Oliver Daniel Jr's Form 4 filing
Rise Gold Corp. (RYES) · filed Dec 11, 2023
- Accession no.
- 0001727689-23-000097
- Filed
- Dec 11, 2023, 7:12 PM ET
- Trade date
- Dec 7, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market purchases total $75.4K. It was filed 4 days after the trade.
This filing was later replaced by the amendment 0001727689-24-000051 (May 3, 2024). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Oliver Daniel JrCIK 0001965660 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2023 | Common Stock | PPurchaseAcquired | +138,888 | $0.18 | +$24,999.84 | 138,888 | Direct | |
| Dec 7, 2023 | Common Stock | PPurchaseAcquired | +280,000 | $0.18 | +$50,400 | 4,472,849 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 7, 2023 | Common Stock | PPurchaseAcquired | +69,444 | $0.00 | $0 | 69,444 | Direct | |
| Dec 7, 2023 | Common Stock | PPurchaseAcquired | +140,000 | $0.00 | $0 | 140,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.