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Williams William Jerryl's Form 4 filing

Ameriprise Financial Inc (AMP) · filed Jul 13, 2026

Accession no.
0001724756-26-000007
Filed
Jul 13, 2026, 7:45 PM ET
Trade date
Jul 9, 2026
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Williams William JerrylCIK 0001724756Officer (Pres, Wealth Mgmt Advisor Grp)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 9, 2026Common StockMOption exerciseAcquired+53.9843––17,296.9103Direct
Jul 9, 2026Common StockFTax withholdingDisposed−23.9843$500.16−$11,995.9917,272.926Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jul 9, 2026Common StockMOption exerciseDisposed−53.9843––15,061.4331Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)