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Kyte Cecil Bond's Form 4/A amendment

Amended

QS Energy, Inc. (QSEP) · filed Feb 25, 2025

Accession no.
0001683168-25-001226
Filed
Feb 25, 2025
Trade date
Jun 7, 2021
Filing delay
1,359 days
Rule 10b5-1 plan
Not checked
Original filed
Jul 28, 2021

This filing lists 1 non-derivative transaction. It carries over 3 transactions from the original filing that it did not restate. It was filed 1,359 days after the trade.

This amendment restates part of 0001683168-21-003139 (filed Jul 28, 2021). The transactions it did not restate still count and are listed below.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kyte Cecil BondCIK 0001354002Director, Officer (CEO / CFO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 7, 2021Common StockPPurchaseAcquired+6,435,000–F1–16,968,333Direct

Carried over from the original filing

This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.

From 0001683168-21-003139 (filed Jul 28, 2021).

Non-derivative securities (Table I)

Non-derivative transactions carried over from 0001683168-21-003139
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 7, 2021Common StockAGrant or awardAcquired+5,533,333$0.015+$83,00010,533,333Direct

Derivative securities (Table II)

Derivative transactions carried over from 0001683168-21-003139
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 7, 2021Common StockAGrant or awardAcquired+6,435,000$117,000.00F1–6,435,000DirectPrice outlier
Jun 7, 2021Common StockAGrant or awardAcquired+3,217,500–F3–9,652,500Direct

Footnotes on the original

The footnotes that the prices of these transactions refer to on the original filing.

F1

Reporting Person acquired Issuer's Convertible Note in the principal amount of $128,700, for a purchase price of $117,000, convertible into 6,435,000 shares of common stock of Issuer.

Referenced by the price of 1 transaction in Table II.

F3

Reporting Person acquired Issuer's Warrants as part of Reporting Person's purchase of Issuer's Convertible Note reported above.

Referenced by the price of 1 transaction in Table II.

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Issued in connection with Reporting Person's conversion of Issuer's Convertible Promissory Note acquired by Reporting Person in the principal amount of $128,700 for the purchase price of $117,000.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)