Kyte Cecil Bond's Form 4 filing
QS Energy, Inc. (QSEP) · filed Jul 28, 2021
- Accession no.
- 0001683168-21-003139
- Filed
- Jul 28, 2021, 3:47 PM ET
- Trade date
- Jun 7, 2021
- Filing delay
- 51 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction and 2 derivative transactions. It was filed 51 days after the trade, past the 2-business-day deadline.
This filing was later replaced by the amendment 0001683168-25-001226 (Feb 25, 2025). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kyte Cecil BondCIK 0001354002 | Director, Officer (CEO, CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 7, 2021 | Common Stock | AGrant or awardAcquired | +5,533,333 | $0.015 | +$83,000 | 10,533,333 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reporting Person acquired Issuer's Convertible Note in the principal amount of $128,700, for a purchase price of $117,000, convertible into 6,435,000 shares of common stock of Issuer.
Referenced by the price of 1 transaction in Table II.
- F3
Reporting Person acquired Issuer's Warrants as part of Reporting Person's purchase of Issuer's Convertible Note reported above.
Referenced by the price of 1 transaction in Table II.