Testa Daniel M.'s Form 4/A amendment
AmendedFVCBankcorp, Inc. (FVCB) · filed Feb 24, 2023
- Accession no.
- 0001675644-23-000026
- Filed
- Feb 24, 2023
- Trade date
- Feb 22, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Feb 24, 2023
This filing lists 1 derivative transaction. It carries over 8 transactions from the original filing that it did not restate. Open-market sales total $224.0K. It was filed 2 days after the trade.
This amendment restates part of 0001675644-23-000025 (filed Feb 24, 2023). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Testa Daniel M.CIK 0001752369 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
This filing has no transactions of this kind.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2023 | Common Stock | MOption exerciseDisposed | −126 | $5.73 | −$721.98 | 16,438 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001675644-23-000025 (filed Feb 24, 2023).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2023 | Common Stock | MOption exerciseAcquired | +126 | $5.73 | +$721.98 | 175,151 | Direct | |
| Feb 22, 2023 | Common Stock | SSaleDisposed | −126 | $13.75 | −$1,732.5 | 175,025 | Direct | |
| Feb 23, 2023 | Common Stock | MOption exerciseAcquired | +100 | $5.73 | +$573 | 175,125 | Direct | |
| Feb 23, 2023 | Common Stock | SSaleDisposed | −100 | $13.75 | −$1,375 | 175,025 | Direct | |
| Feb 24, 2023 | Common Stock | MOption exerciseAcquired | +16,338 | $5.73 | +$93,616.74 | 191,363 | Direct | |
| Feb 24, 2023 | Common Stock | SSaleDisposed | −16,338 | $13.52 | −$220,889.76 | 175,025 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 23, 2023 | Common Stock | MOption exerciseDisposed | −100 | $5.73 | −$573 | 16,338 | Direct | |
| Feb 24, 2023 | Common Stock | MOption exerciseDisposed | −16,338 | $5.73 | −$93,616.74 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The purpose of filing the amended Form 4 is due to a clerical error reported in Item 3 for the transaction. In particular, the initial Form 4 reported a transaction date of February 22, 2022 rather than February 22, 2023. The transaction date under Item 3 for the transaction has been changed from February 22, 2022 to February 22, 2023 to properly reflect the transaction date associated with the transaction.