Testa Daniel M.'s Form 4 filing
FVCBankcorp, Inc. (FVCB) · filed Feb 24, 2023
- Accession no.
- 0001675644-23-000025
- Filed
- Feb 24, 2023
- Trade date
- Feb 22, 2022-Feb 24, 2023
- Filing delay
- 367 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $224.0K. It was filed 367 days after the trade, past the 2-business-day deadline.
This filing was later replaced by the amendment 0001675644-23-000026 (Feb 24, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Testa Daniel M.CIK 0001752369 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2023 | Common Stock | MOption exerciseAcquired | +126 | $5.73 | +$721.98 | 175,151 | Direct | |
| Feb 22, 2023 | Common Stock | SSaleDisposed | −126 | $13.75 | −$1,732.5 | 175,025 | Direct | |
| Feb 23, 2023 | Common Stock | MOption exerciseAcquired | +100 | $5.73 | +$573 | 175,125 | Direct | |
| Feb 23, 2023 | Common Stock | SSaleDisposed | −100 | $13.75 | −$1,375 | 175,025 | Direct | |
| Feb 24, 2023 | Common Stock | MOption exerciseAcquired | +16,338 | $5.73 | +$93,616.74 | 191,363 | Direct | |
| Feb 24, 2023 | Common Stock | SSaleDisposed | −16,338 | $13.52 | −$220,889.76 | 175,025 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 22, 2022 | Common Stock | MOption exerciseDisposed | −126 | $5.73 | −$721.98 | 16,438 | Direct | |
| Feb 23, 2023 | Common Stock | MOption exerciseDisposed | −100 | $5.73 | −$573 | 16,338 | Direct | |
| Feb 24, 2023 | Common Stock | MOption exerciseDisposed | −16,338 | $5.73 | −$93,616.74 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.