Walker Kathy E's Form 4/A amendment
AmendedUr-Energy Inc (URG) · filed Jul 10, 2023
- Accession no.
- 0001654954-23-008993
- Filed
- Jul 10, 2023
- Trade date
- Sep 1, 2022
- Filing delay
- 312 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Sep 2, 2022
This filing lists 1 non-derivative transaction. It carries over 5 transactions from the original filing that it did not restate. Open-market sales total $218.4K. It was filed 312 days after the trade.
This amendment restates part of 0001654954-22-012136 (filed Sep 2, 2022). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Walker Kathy ECIK 0001267135 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2022 | Common Shares | SSaleDisposed | −104,940 | $1.28F1 | −$134,323.2 | 186,601 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001654954-22-012136 (filed Sep 2, 2022).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2022 | Common Shares | MOption exerciseAcquired | +200,000 | $0.55F1 | +$110,000 | 328,940 | Direct | |
| Sep 1, 2022 | Common Shares | MOption exerciseAcquired | +120,000 | $0.68F3 | +$81,600 | 358,285 | Direct | |
| Sep 1, 2022 | Common Shares | SSaleDisposed | −66,744 | $1.26F4 | −$84,097.44 | 291,541 | Direct |
Derivative securities (Table II)
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2022 | Common shares | MOption exerciseDisposed | −200,000 | $0.00 | $0 | 721,526 | Direct | |
| Sep 1, 2022 | Common shares | MOption exerciseDisposed | −120,000 | $0.00 | $0 | 601,526 | Direct |
Footnotes on the original
The footnotes that the prices of these transactions refer to on the original filing.
- F1
The options were exercised and the shares were acquired at $0.73 Canadian dollars; $0.5544 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7595).
Referenced by the price of 1 transaction in Table I.
- F3
The options were exercised and the shares were acquired at $0.90 Canadian dollars; $0.6836 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7595).
Referenced by the price of 1 transaction in Table I.
- F4
The shares were sold at $1.6601 Canadian dollars; $1.2608 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7595).
Referenced by the price of 1 transaction in Table I.
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The shares were sold at $1.6901 Canadian dollars; $1.2836 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7595).
Referenced by the price of 1 transaction in Table I.
- F2
Reflects common shares beneficially owned at September 1, 2022.
Remarks
This amendment is being filed to reflect a sale of 104,940 common shares made concurrently with the previously reported options exercised and sold on 9/1/2022, which was inadvertently omitted in the Form 4 originally filed on 9/2/2022.