Walker Kathy E's Form 4 filing
Ur-Energy Inc (URG) · filed Sep 2, 2022
- Accession no.
- 0001654954-22-012136
- Filed
- Sep 2, 2022
- Trade date
- Sep 1, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $201.0K. It was filed 1 day after the trade.
This filing was later replaced by the amendment 0001654954-23-008993 (Jul 10, 2023). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Walker Kathy ECIK 0001267135 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2022 | Common Shares | MOption exerciseAcquired | +200,000 | $0.55F1 | +$110,000 | 328,940 | Direct | |
| Sep 1, 2022 | Common Shares | SSaleDisposed | −90,655 | $1.29F2 | −$116,944.95 | 238,285 | Direct | |
| Sep 1, 2022 | Common Shares | MOption exerciseAcquired | +120,000 | $0.68F3 | +$81,600 | 358,285 | Direct | |
| Sep 1, 2022 | Common Shares | SSaleDisposed | −66,744 | $1.26F4 | −$84,097.44 | 291,541 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2022 | Common shares | MOption exerciseDisposed | −200,000 | $0.00 | $0 | 721,526 | Direct | |
| Sep 1, 2022 | Common shares | MOption exerciseDisposed | −120,000 | $0.00 | $0 | 601,526 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The options were exercised and the shares were acquired at $0.73 Canadian dollars; $0.5544 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7595).
Referenced by the price of 1 transaction in Table I.
- F2
The shares were sold at $1.7012 Canadian dollars; $1.2921 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7595).
Referenced by the price of 1 transaction in Table I.
- F3
The options were exercised and the shares were acquired at $0.90 Canadian dollars; $0.6836 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7595).
Referenced by the price of 1 transaction in Table I.
- F4
The shares were sold at $1.6601 Canadian dollars; $1.2608 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7595).
Referenced by the price of 1 transaction in Table I.