Heppelmann James E's Form 4/A amendment
AmendedPTC Inc. (PTC) · filed May 3, 2022
- Accession no.
- 0001654954-22-005860
- Filed
- May 3, 2022
- Trade date
- Feb 1, 2022
- Filing delay
- 91 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Feb 2, 2022
This filing lists 3 non-derivative transactions. Open-market sales total $580.8K. It was filed 91 days after the trade.
This amendment replaces 0001654954-22-001031 (filed Feb 2, 2022).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heppelmann James ECIK 0001186555 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2022 | Common Stock | SSaleDisposed | −1,161 | $115.43 | −$134,014.23 | 813,351 | Direct | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −3,741 | $116.37 | −$435,340.17 | 809,610 | Direct | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −98 | $116.95 | −$11,461.1 | 809,512 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amendment is being filed solely to correct the aggregate amount of shares owned following the reported transactions, which were inflated in the original filing due to the inadvertent inclusion of unvested RSUs (derivative securities) in the shares owned total.