Heppelmann James E's Form 4 filing
PTC Inc. (PTC) · filed Feb 2, 2022
- Accession no.
- 0001654954-22-001031
- Filed
- Feb 2, 2022
- Trade date
- Feb 1, 2022
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $580.8K. It was filed 1 day after the trade.
This filing was later replaced by the amendment 0001654954-22-005860 (May 3, 2022). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heppelmann James ECIK 0001186555 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 1, 2022 | Common Stock | SSaleDisposed | −1,161 | $115.43F2 | −$134,014.23 | 896,935 | Direct | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −3,741 | $116.37F3 | −$435,340.17 | 893,194 | Direct | |
| Feb 1, 2022 | Common Stock | SSaleDisposed | −98 | $116.95 | −$11,461.1 | 893,096 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $114.79 to $115.76. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $115.84 to $116.82. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.