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Opaleye Management Inc.'s Form 4 filing

Codexis, Inc. (CDXS) · filed Aug 4, 2025

Accession no.
0001641172-25-022060
Filed
Aug 4, 2025
Trade date
Jul 31-Aug 4, 2025
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market purchases total $227.9K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Opaleye Management Inc.CIK 000159585510% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jul 31, 2025Common Stock, par value $0.001 per sharePPurchaseAcquired+84,220$2.68+$225,709.612,544,220Indirect
Aug 4, 2025Common Stock, par value $0.001 per sharePPurchaseAcquired+780$2.84+$2,215.212,545,000Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)