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Opaleye Management Inc.'s Form 4 filing

Codexis, Inc. (CDXS) · filed May 28, 2025

Accession no.
0001641172-25-012682
Filed
May 28, 2025
Trade date
May 23-28, 2025
Filing delay
5 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market purchases total $5.49M. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Opaleye Management Inc.CIK 000159585510% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 23, 2025Common Stock, par value $0.001 per sharePPurchaseAcquired+2,320,000$2.36+$5,475,20011,995,000Indirect
May 28, 2025Common Stock, par value $0.001 per sharePPurchaseAcquired+5,000$2.36+$11,80012,000,000Indirect

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)