Opaleye Management Inc.'s Form 4/A amendment
AmendedHarrow, Inc.HROW · filed May 14, 2025
- Accession no.
- 0001641172-25-010338
- Filed
- May 14, 2025
- Trade date
- Mar 18, 2025
- Filing delay
- 57 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Mar 18, 2025
This filing lists 1 non-derivative transaction. Open-market sales total $148.2K. It was filed 57 days after the trade.
This amendment replaces 0001493152-25-011028 (filed Mar 20, 2025).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Opaleye Management Inc.CIK 0001595855 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 18, 2025 | Common Stock, par value $0.001 per share | SSaleDisposed | −5,000 | $29.64 | −$148,200 | 145,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.
- F2
Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.
- F3
No transactions were effected by Opaleye, L.P. during the period covered by this Form 4.
- F4
Opaleye Management Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Remarks
This amendment to Form 4 is being filed to correct an inadvertent error in the Form 4 filed on March 20, 2025.