Opaleye Management Inc.'s Form 4 filing
Codexis, Inc.CDXS · filed Apr 3, 2025
- Accession no.
- 0001641172-25-002641
- Filed
- Apr 3, 2025
- Trade date
- Apr 1-3, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $271.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Opaleye Management Inc.CIK 0001595855 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2025 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +35,000 | $2.48F3 | +$86,800 | 9,285,000 | Indirect | |
| Apr 2, 2025 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +5,000 | $2.46F4 | +$12,300 | 9,290,000 | Indirect | |
| Apr 3, 2025 | Common Stock, par value $0.001 per share | PPurchaseAcquired | +75,000 | $2.30F5 | +$172,500 | 9,365,000 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.465 - $2.50 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.455 - $2.4552 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.3552 - $2.2469 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
Referenced by the price of 1 transaction in Table I.