Garrett Mark's Form 4/A amendment
AmendedSnowflake Inc. (SNOW) · filed Dec 22, 2021
- Accession no.
- 0001640147-21-000287
- Filed
- Dec 22, 2021
- Trade date
- Dec 15, 2021
- Filing delay
- 7 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Dec 17, 2021
This filing lists 2 non-derivative transactions and 1 derivative transaction. It carries over 1 transaction from the original filing that it did not restate. Open-market sales total $3.72M. It was filed 7 days after the trade.
This amendment restates part of 0001640147-21-000282 (filed Dec 17, 2021). The transactions it did not restate still count and are listed below.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Garrett MarkCIK 0001246215 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2021 | Class A Common Stock | MOption exerciseAcquired | +9,562 | $3.74 | +$35,761.88 | 10,786 | Direct | |
| Dec 15, 2021 | Class A Common Stock | SSaleDisposed | −9,562 | $349.10 | −$3,338,094.2 | 1,224 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2021 | Class A Common Stock | MOption exerciseDisposed | −9,562 | $0.00 | $0 | 567,000 | Direct |
Carried over from the original filing
This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.
From 0001640147-21-000282 (filed Dec 17, 2021).
Non-derivative securities (Table I)
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2021 | Class A Common Stock | SSaleDisposed | −1,084 | $349.10 | −$378,424.4 | 121,281 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Includes shares to be issued in connection with the vesting of one or more restricted stock units.
- F2
The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
- F3
The shares subject to the option are immediately exercisable and vest in 72 equal monthly installments beginning on April 6, 2018, subject to the Reporting Person's continuous service through each such vesting date.
Remarks
This amendment is being filed to correct the number of shares exercised and sold on December 15, 2021. All other information disclosed in the original Form 4 filed on December 17, 2021 remains unchanged.