Garrett Mark's Form 4 filing
Snowflake Inc. (SNOW) · filed Dec 17, 2021
- Accession no.
- 0001640147-21-000282
- Filed
- Dec 17, 2021
- Trade date
- Dec 15, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.83M. It was filed 2 days after the trade.
This filing was later replaced by the amendment 0001640147-21-000287 (Dec 22, 2021). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Garrett MarkCIK 0001246215 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2021 | Class A Common Stock | MOption exerciseAcquired | +12,750 | $3.74 | +$47,685 | 13,974 | Direct | |
| Dec 15, 2021 | Class A Common Stock | SSaleDisposed | −12,750 | $349.10 | −$4,451,025 | 1,224 | Direct | |
| Dec 15, 2021 | Class A Common Stock | SSaleDisposed | −1,084 | $349.10 | −$378,424.4 | 121,281 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2021 | Class A Common Stock | MOption exerciseDisposed | −12,750 | $0.00 | $0 | 563,812 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.