Putnam James S's Form 4 filing
LPL Financial Holdings Inc. (LPLA) · filed Sep 1, 2026
- Accession no.
- 0001628280-26-059832
- Filed
- Sep 1, 2026, 4:14 PM ET
- Trade date
- Aug 28, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction and 0 derivative transactions. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Putnam James SCIK 0001405298 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 28, 2026 | Common Stock | AGrant or awardAcquired | +7 | $0.00 | $0 | 135,297.5 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.