Smith W Keith's Form 4 filing
Direct Digital Holdings, Inc. (DRCT) · filed Mar 27, 2025
- Accession no.
- 0001628280-25-015294
- Filed
- Mar 27, 2025
- Trade date
- Mar 20-27, 2025
- Filing delay
- 7 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $31.4K. It was filed 7 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith W KeithCIK 0001203452 | Director, Officer (President), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 20, 2025 | Class A Common Stock, par value $0.001 per share | MOption exerciseAcquired | +9,970 | – | – | 53,971 | Direct | |
| Mar 20, 2025 | Class A Common Stock, par value $0.001 per share | FTax withholdingDisposed | −2,957 | $0.79 | −$2,336.03 | 51,014 | Direct | |
| Mar 25, 2025 | Class A Common Stock, par value $0.001 per share | SSaleDisposed | −7,700 | $0.76 | −$5,852 | 32,749 | Indirect | |
| Mar 26, 2025 | Class A Common Stock, par value $0.001 per share | SSaleDisposed | −20,563 | $0.78 | −$16,039.14 | 12,186 | Indirect | |
| Mar 27, 2025 | Class A Common Stock, par value $0.001 per share | SSaleDisposed | −12,186 | $0.78 | −$9,505.08 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 20, 2025 | Class A Common Stock, par value $0.001 per share | MOption exerciseDisposed | −9,970 | $0.00 | $0 | 9,970 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.