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Bhatt Padmanabh P.'s Form 4 filing

Supernus Pharmaceuticals, Inc. (SUPN) · filed Jan 29, 2025

Accession no.
0001628280-25-003018
Filed
Jan 29, 2025
Trade date
Jan 27-28, 2025
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $129.7K. It was filed 2 days after the trade.

This filing was later replaced by the amendment 0001628280-25-004067 (Feb 5, 2025). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Bhatt Padmanabh P.CIK 0001539215Officer (Sr. VP of IP, CSO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 27, 2025Common StockMOption exerciseAcquired+2,573$29.61+$76,186.5312,722Direct
Jan 27, 2025Common StockSSaleDisposed−2,573$39.62F2−$101,942.2610,149Direct
Jan 28, 2025Common StockMOption exerciseAcquired+700$29.61+$20,72710,849Direct
Jan 28, 2025Common StockSSaleDisposed−700$39.62F3−$27,73410,149Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 27, 2025Common StockMOption exerciseDisposed−2,573$0.00$010,177Direct
Jan 28, 2025Common StockAGrant or awardAcquired+1,650$0.00$01,650Direct
Jan 28, 2025Common StockMOption exerciseDisposed−700$0.00$09,477Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.61 to $39.67. The Reporting Person undertakes to provide to Supernus Pharmaceuticals, Inc. ("Supernus"), any security holder of Supernus, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Referenced by the price of 1 transaction in Table I.

F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.61 to $39.63. The Reporting Person undertakes to provide to Supernus Pharmaceuticals, Inc. ("Supernus"), any security holder of Supernus, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)