Locke Mistelle's Form 4 filing
Direct Digital Holdings, Inc. (DRCT) · filed Jan 28, 2025
- Accession no.
- 0001628280-25-002847
- Filed
- Jan 28, 2025
- Trade date
- Jan 16-24, 2025
- Filing delay
- 12 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.30K. It was filed 12 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Locke MistelleCIK 0001960753 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 16, 2025 | Class A Common Stock, par value $0.001 per share | MOption exerciseAcquired | +7,246 | – | – | 37,447 | Direct | |
| Jan 16, 2025 | Class A Common Stock, par value $0.001 per share | SSaleDisposed | −1,773 | $1.30 | −$2,304.9 | 35,674 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 16, 2025 | Class A Common Stock, par value $0.001 per share | MOption exerciseAcquired | +7,246 | $0.00 | $0 | 7,246 | Direct | |
| Jan 24, 2025 | Class A Common Stock, par value $0.001 per share | AGrant or awardAcquired | +20,000 | $0.00 | $0 | 20,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.