Spaulding Dan's Form 4/A amendment
AmendedZillow Group, Inc. (Z) · filed Oct 8, 2021
- Accession no.
- 0001617640-21-000073
- Filed
- Oct 8, 2021
- Trade date
- Aug 31-Sep 1, 2021
- Filing delay
- 38 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Sep 2, 2021
This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $8.26M. It was filed 38 days after the trade.
This amendment replaces 0001617640-21-000070 (filed Sep 2, 2021).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Spaulding DanCIK 0001771798 | Officer (Chief People Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2021 | Class C Capital Stock | MOption exerciseAcquired | +26,144 | $40.36 | +$1,055,171.84 | 47,509 | Direct | |
| Aug 31, 2021 | Class C Capital Stock | MOption exerciseAcquired | +496 | $49.35 | +$24,477.6 | 48,005 | Direct | |
| Aug 31, 2021 | Class C Capital Stock | SSaleDisposed | −26,640 | $96.62F2 | −$2,573,956.8 | 21,365 | Direct | |
| Sep 1, 2021 | Class C Capital Stock | MOption exerciseAcquired | +25,594 | $53.95 | +$1,380,796.3 | 46,959 | Direct | |
| Sep 1, 2021 | Class C Capital Stock | MOption exerciseAcquired | +33,254 | $49.35 | +$1,641,084.9 | 80,213 | Direct | |
| Sep 1, 2021 | Class C Capital Stock | SSaleDisposed | −58,848 | $96.62F3 | −$5,685,893.76 | 21,365 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2021 | Class C Capital Stock | MOption exerciseDisposed | −26,144 | $0.00 | $0 | 52,287 | Direct | |
| Aug 31, 2021 | Class C Capital Stock | MOption exerciseDisposed | −496 | $0.00 | $0 | 145,754 | Direct | |
| Sep 1, 2021 | Class C Capital Stock | MOption exerciseDisposed | −25,594 | $0.00 | $0 | 17,063 | Direct | |
| Sep 1, 2021 | Class C Capital Stock | MOption exerciseDisposed | −33,254 | $0.00 | $0 | 112,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This amendment is being filed to correct the transaction code previously reported for this transaction.
- F2
The reported price is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $96.50 to $96.74. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F3
The reported price is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $96.50 to $97.24. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F4
Date at which first vesting occurs is indicated. 1/16th of the total number of shares subject to the option become exercisable at the first vesting date and an additional 1/16th become exercisable on each issuer quarterly vesting date occurring thereafter until the option is fully vested.