Spaulding Dan's Form 4 filing
Zillow Group, Inc. (Z) · filed Sep 2, 2021
- Accession no.
- 0001617640-21-000070
- Filed
- Sep 2, 2021
- Trade date
- Aug 31-Sep 1, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 6 non-derivative transactions and 4 derivative transactions. It was filed 2 days after the trade.
This filing was later replaced by the amendment 0001617640-21-000073 (Oct 8, 2021). Trade tables on this site use the amended version.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Spaulding DanCIK 0001771798 | Officer (Chief People Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2021 | Class C Capital Stock | MOption exerciseAcquired | +26,144 | $40.36 | +$1,055,171.84 | 47,509 | Direct | |
| Aug 31, 2021 | Class C Capital Stock | MOption exerciseAcquired | +496 | $49.35 | +$24,477.6 | 48,005 | Direct | |
| Aug 31, 2021 | Class C Capital Stock | DReturned to the companyDisposed | −26,640 | $96.62F1 | −$2,573,956.8 | 21,365 | Direct | |
| Sep 1, 2021 | Class C Capital Stock | MOption exerciseAcquired | +25,594 | $53.95 | +$1,380,796.3 | 46,959 | Direct | |
| Sep 1, 2021 | Class C Capital Stock | MOption exerciseAcquired | +33,254 | $49.35 | +$1,641,084.9 | 80,213 | Direct | |
| Sep 1, 2021 | Class C Capital Stock | DReturned to the companyDisposed | −58,848 | $96.62F2 | −$5,685,893.76 | 21,365 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 31, 2021 | Class C Capital Stock | MOption exerciseDisposed | −26,144 | $0.00 | $0 | 52,287 | Direct | |
| Aug 31, 2021 | Class C Capital Stock | MOption exerciseDisposed | −496 | $0.00 | $0 | 145,754 | Direct | |
| Sep 1, 2021 | Class C Capital Stock | MOption exerciseDisposed | −25,594 | $0.00 | $0 | 17,063 | Direct | |
| Sep 1, 2021 | Class C Capital Stock | MOption exerciseDisposed | −33,254 | $0.00 | $0 | 112,500 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported price is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $96.50 to $96.74. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.
- F2
The reported price is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $96.50 to $97.24. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
Referenced by the price of 1 transaction in Table I.